Article 10 Working arrangements

This is a draft act

This text has been parsed from the AMLA final report draft as published on 21 July 2026. While we run a suite of validations, the automated parsing can result in errors. Also, before it is finally adopted by the Commission, its wording, numbering and references may change, and entire articles might be removed or added.

Earlier drafts: AMLA consultation paper draft (16 December 2025)

    1. Upon the publication of the list referred to in Article 13(4) of Regulation (EU) 2024/1620, the Authority and financial supervisors shall liaise without undue delay to organise the transfer of supervisory tasks and powers and to set up or disband the joint supervisory team.

    2. The Authority and the financial supervisors shall agree a timeline for initiating the inventory and secure transfer of all relevant information necessary to assume supervisory tasks and powers from the authority transferring supervision to the authority assuming supervision.

    1. The authority transferring supervision shall establish and maintain a comprehensive written inventory that may include descriptions of each item transferred regarding the nature, scope and format of the information transferred, and the date and means of transfer.

    2. The inventory shall cover a minimum period of three years prior to the publication of the list referred to in Article 13(4) of Regulation (EU) 2024/1620. This period may be extended if deemed necessary for the purpose of supervision by the authority assuming supervision. To that end, the authority assuming supervision and the authority transferring supervision shall proactively provide the other party with relevant information enabling the identification of cases where information covering longer periods of time shall be transferred.

    3. Where the authority transferring supervision has been supervising an obliged entity for less than three years, the information to be transferred shall cover the entire period of supervision.

    1. The Authority and financial supervisors shall identify any issues in the inventory to safeguard the integrity and completeness of the information necessary for effective supervision.

    2. Whenever discrepancies or issues are identified, the authority transferring supervision shall resolve them without undue delay.

    1. The Authority shall develop and make available to financial supervisors a standardised inventory template.

Table of contents

We're continuously improving our platform to serve you better.

Your feedback matters! Let us know how we can improve.

Contact us:

springlex@springflod.se

Found a bug?

Springflod is a Swedish boutique consultancy firm specialising in cyber security within the financial services sector.

We offer professional services concerning information security governance, risk and compliance.

Crafted with ❤️ by Springflod