Source: OJ L 333, 27.12.2022, pp. 164–198Current language: EN
- Resilience of critical entities
Basic legislative acts
- CER directive
Article 7 Significant disruptive effect
When determining the significance of a disruptive effect as referred to in Article 6(2), point (c), Member States shall take into account the following criteria:
the number of users relying on the essential servicemeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; provided by the entity concerned;
the extent to which other sectors and subsectors as set out in the Annex depend on the essential servicemeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; in question;
the impact that incidentsmeans an event which has the potential to significantly disrupt, or that disrupts, the provision of an essential service, including when it affects the national systems that safeguard the rule of law; could have, in terms of degree and duration, on economic and societal activities, the environment, public safety and security, or the health of the population;
the entity’s market share in the market for the essential servicemeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; or essential servicesmeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; concerned;
the geographic area that could be affected by an incidentmeans an event which has the potential to significantly disrupt, or that disrupts, the provision of an essential service, including when it affects the national systems that safeguard the rule of law;, including any cross-border impact, taking into account the vulnerability associated with the degree of isolation of certain types of geographic areas, such as insular regions, remote regions or mountainous areas;
the importance of the entity in maintaining a sufficient level of the essential servicemeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment;, taking into account the availability of alternative means for the provision of that essential servicemeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment;.
After the identification of the critical entitiesmeans a public or private entity which has been identified by a Member State in accordance with Article 6 as belonging to one of the categories set out in the third column of the table in the Annex; under Article 6(1), each Member State shall submit the following information to the Commission without undue delay:
a list of essential servicesmeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; in that Member State where there are any additional essential servicesmeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; as compared to the list of essential servicesmeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; referred to in Article 5(1);
the number of critical entitiesmeans a public or private entity which has been identified by a Member State in accordance with Article 6 as belonging to one of the categories set out in the third column of the table in the Annex; identified for each sector and subsector set out in the Annex and for each essential servicemeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment;;
any thresholds applied to specify one or more of the criteria in paragraph 1.
Thresholds as referred to in the first subparagraph, point (c), may be presented as such or in aggregated form.
Member States shall subsequently submit information referred to in the first subparagraph whenever necessary and at least every four years.
The Commission shall, after consulting the Critical Entitiesmeans a public or private entity which has been identified by a Member State in accordance with Article 6 as belonging to one of the categories set out in the third column of the table in the Annex; Resiliencemeans a critical entity’s ability to prevent, protect against, respond to, resist, mitigate, absorb, accommodate and recover from an incident; Group referred to in Article 19, adopt non-binding guidelines to facilitate the application of the criteria referred to in paragraph 1 of this Article, taking into account the information referred to in paragraph 2 of this Article.
Relevant recitals
Recital 16 Consistent identification of critical entities
In order to ensure that all relevant entities are subject to the resiliencemeans a critical entity’s ability to prevent, protect against, respond to, resist, mitigate, absorb, accommodate and recover from an incident; requirements of this Directive and to reduce divergences in that respect, it is important to lay down harmonised rules allowing for a consistent identification of critical entitiesmeans a public or private entity which has been identified by a Member State in accordance with Article 6 as belonging to one of the categories set out in the third column of the table in the Annex; across the Union, while also allowing Member States to adequately reflect the role and importance of those entities at national level. When applying the criteria laid down in this Directive, each Member State should identify entities that provide one or more essential servicesmeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; and that operate and have critical infrastructuremeans an asset, a facility, equipment, a network or a system, or a part of an asset, a facility, equipment, a network or a system, which is necessary for the provision of an essential service; located on its territory. An entity should be considered to operate on the territory of a Member State in which it carries out activities necessary for the essential servicemeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; or services in question and in which that entity’s critical infrastructuremeans an asset, a facility, equipment, a network or a system, or a part of an asset, a facility, equipment, a network or a system, which is necessary for the provision of an essential service;, which is used to provide that service or those services, is located. Where no entity meets those criteria in a Member State, that Member State should be under no obligation to identify a critical entitymeans a public or private entity which has been identified by a Member State in accordance with Article 6 as belonging to one of the categories set out in the third column of the table in the Annex; in the corresponding sector or subsector. In the interests of effectiveness, efficiency, consistency and legal certainty, appropriate rules should be established as regards notifying entities that they have been identified as critical entitiesmeans a public or private entity which has been identified by a Member State in accordance with Article 6 as belonging to one of the categories set out in the third column of the table in the Annex;.
Recital 18 Criteria to determine effects of incidents
Criteria should be established to determine the significance of a disruptive effect produced by an incidentmeans an event which has the potential to significantly disrupt, or that disrupts, the provision of an essential service, including when it affects the national systems that safeguard the rule of law;. Those criteria should build on the criteria set out in Directive (EU) 2016/1148 of the European Parliament and of the Council(6)Directive (EU) 2016/1148 of the European Parliament and of the Council of 6 July 2016 concerning measures for a high common level of security of network and information systems across the Union (OJ L 194, 19.7.2016, p. 1). in order to capitalise on the efforts carried out by Member States to identify operators of essential servicesmeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; as defined in that Directive and the experience gained in that regard. Major crises, such as the COVID-19 pandemic, have shown the importance of ensuring the security of the supply chain and have demonstrated how its disruption can have a negative economic and societal impact across a large number of sectors and across borders. Therefore, Member States should also consider effects on the supply chain, to the extent possible, when determining the extent to which other sectors and subsectors depend on the essential servicemeans a service which is crucial for the maintenance of vital societal functions, economic activities, public health and safety, or the environment; provided by a critical entitymeans a public or private entity which has been identified by a Member State in accordance with Article 6 as belonging to one of the categories set out in the third column of the table in the Annex;.
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