Source: OJ L, 2024/1506, 30.5.2024

Current language: EN

Article 1 Definitions


For the purposes of this Regulation, the following definitions shall apply:

  1. financial institution’ means any of the following:

    1. a credit institution;

    2. an investment firm;

    3. an electronic money institution;

    4. a payment institution;

    5. a UCITS management company;

    6. an alternative investment fund manager;

    7. an insurance undertaking as defined in Article 13, point (1), of Directive 2009/138/EC of the European Parliament and of the Council(2)Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (OJ L 335, 17.12.2009, p. 1, ELI: http://data.europa.eu/eli/dir/2009/138/oj).;

    8. a reinsurance undertaking as defined in Article 13, point (4), of Directive 2009/138/EC;

    9. an institution for occupational retirement provision as defined in Article 6, point (1), of Directive (EU) 2016/2341 of the European Parliament and of the Council(3)Directive (EU) 2016/2341 of the European Parliament and of the Council of 14 December 2016 on the activities and supervision of institutions for occupational retirement provision (IORPs) (OJ L 354, 23.12.2016, p. 37, ELI: http://data.europa.eu/eli/dir/2016/2341/oj).;

  2. relevant period’ means the period referred to in Article 43(2), point (a), of Regulation (EU) 2023/1114, or the period referred to in Article 43(2), point (b), of that Regulation.

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