Source: OJ L, 2024/2984, 3.12.2024
Current language: EN
- Markets in crypto-assets
ART/EMT issuer
- ITS on crypto-asset white papers
Annex TEMPLATES FOR THE CRYPTO-ASSET WHITE PAPERS
Table 1
Legend for Tables 2, 3 and 4
SYMBOL
DATA TYPE
DEFINITION
{ALPHANUM-n}
Up to n alphanumerical characters
Free text field.
{CFI_CODE}
6 characters
ISO 10962 CFI code
{COUNTRYCODE_2}
2 alphanumerical characters
2 letter country code, as defined by ISO 3166-1 alpha-2 country code
{CURRENCYCODE_3}
3 alphanumerical characters
3 letter currency code, as defined by ISO 4217 currency codes
{DATE_TIME_FORMAT}
ISO 8601 date and time format
Date and time in the following format:
YYYY-MM-DDThh: mm:ss.ddddddZ.
‘YYYY’ is the year;kos
‘MM’ is the month;
‘DD’ is the day;
‘T’ – means that the letter ‘T’ shall be used‘T’ – means that the letter ‘T’ shall be used
‘hh’ is the hour;
‘mm’ is the minute;
‘ss.dddddd’ is the second and its fraction of a second;
Z is UTC time.
Dates and times shall be reported in UTC.
{DATEFORMAT}
ISO 8601 date format
Dates shall be formatted in the following way: YYYY-MM-DD.
{DECIMAL-n/m}
Decimal number of up to n digits in total of which up to m digits can be fraction digits
Numerical field for both positive and negative values.
decimal separator is ‘.’ (full stop);
negative numbers are prefixed with ‘-’ (minus); Values are rounded and not truncated.
{DTI}
9 alphanumerical characters
Digital token identifier as defined in ISO 24165 standard
{DURATION}
3 characters
Represents a duration of time expressed as number of days.
{INTEGER-n}
Integer number of up to n digits in total
Numerical field for integer values.
{ISIN}
12 alphanumerical characters
ISIN code, as defined in ISO 6166 standard
{LEI}
20 alphanumerical characters
Legal entity identifier as defined in ISO 17442 standard
{MIC}
4 alphanumerical characters
Market identifier as defined in ISO 10383
Table 2
Template for white papers for crypto-assets other than asset-referenced tokens or e-money tokens
No
FIELD
CONTENT TO BE REPORTED
FORM AND STANDARDS TO BE USED FOR REPORTING
00
Table of contents
Table of contents
Alphanumerical text
01
Date of notification
Date of notification
YYYY-MM-DD
02
Statement in accordance with Article 6(3) of Regulation (EU) 2023/1114
Regarding offerorsmeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public;:
Regarding the persons seeking admission to trading:
Regarding the operators of trading platforms:
Predefined alphanumerical text
03
Compliance statement in accordance with Article 6(6) of Regulation (EU) 2023/1114
Predefined alphanumerical text
04
Statement in accordance with Article 6(5), points (a), (b), (c), of Regulation (EU) 2023/1114
Predefined alphanumerical text
05
Statement in accordance with Article 6(5), point (d), of Regulation (EU) 2023/1114
‘true’ – Yes
‘false’ – Not applicable
If Yes, Predefined alphanumerical text
06
Statement in accordance with Article 6(5), points (e) and (f), of Regulation (EU) 2023/1114
The crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; referred to in this white paper is not covered by the investor compensation schemes under Directive 97/9/EC of the European Parliament and of the Council or the depositmeans a deposit as defined in Article 2(1), point (3), of Directive 2014/49/EU; guarantee schemes under Directive 2014/49/EU of the European Parliament and of the Council.
Predefined alphanumerical text
SUMMARY
07
Warning in accordance with Article 6(7), second subparagraph, of Regulation (EU) 2023/1114
Predefined alphanumerical text
08
Characteristics of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
A brief, clear and non-technical description of the characteristics of the crypto asset including information about rights and obligations of the purchaser, procedure and conditions for the exercise of those rights and conditions, if any, under which these rights and obligations may be modified.
Free alphanumerical text
09
Only applicable if field 05 is true. Information about the quality and quantity of goods or services to which the utility tokensmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer; give access and restrictions on the transferability.
Free alphanumerical text
10
Key information about the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or admission to trading
A brief and non-technical description of the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; including information about the amount of the offer, including, where applicable, any minimum and maximum target subscription goals, issue price of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; and subscription fees, the total number of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; to be offered; prospective holders; description, where applicable, of the various phases of the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, including information on discounted purchase price for early purchasers of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; and subscription period.
When applicable, the name of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; in charge of the placing of crypto-assetsmeans the marketing, on behalf of or for the account of the offeror or a party related to the offeror, of crypto-assets to purchasers; and the form of such placement (with or without a firm commitment basis);
When applicable, a brief and non-technical description of the admission to trading, including the name of the trading platform for which the admission is sought.
Free alphanumerical text
Part A - Information about the offeror or the person seeking admission to trading
A.1
Name
Name
Free alphanumerical text
A.2
Legal form
Only applicable if a (LEI) is not provided in field A.6
Legal form
ISO standard 20275 ‘Financial Services – Entity Legal Forms (ELF)’
A.3
Registered address
Only applicable if a legal entity identifier is not provided in field A.6
Address and country of registration
ISO standard 3166-1 alpha 2 country codes and codes for their subdivisions
and
Free alphanumerical text
A.4
Head office
Only applicable if an LEI is not provided in field A.6
Address and country of the Head office, where different than registered address
ISO standard 3166-1 alpha 2 country codes and codes for their subdivisions
and
Free alphanumerical text
A.5
Registration date
Date of the registration
ISO 8601 date format (YYYY-MM-DD)
A.6
Legal entity identifier
Legal entity identifier of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading, when available
{LEI}
A.7
Another identifier required pursuant to applicable national law
Field to be filled in only if a legal entity identifier is not provided in field A.6.
National identifier based on the nationality of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or the person seeking admission to trading, if required under the applicable national law.
This field only applies to entities for which a national identifier is required in accordance with applicable national law.
Free text
A.8
Contact telephone number
Contact telephone number of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or the person seeking admission to trading
Free alphanumerical text
A.9
E-mail address
E-mail address of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or the person seeking admission to trading
Free alphanumerical text
A.10
Response time (Days)
Period of days within which an investor will receive an answer via that telephone number or e-mail address
{DURATION}
A.11
Parent company
Field to be filled in only if a legal entity identifier is not provided in field A.6
Where applicable, the name of the parent company
Free alphanumerical text
A.12
Members of the management bodymeans the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making in the entity and include the persons who effectively direct the business of the entity;
Identity, business address and functions of each person that is member of the management bodymeans the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making in the entity and include the persons who effectively direct the business of the entity;, as defined in Article 3(1), point (27), of Regulation (EU) 2023/1114, of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or the person seeking admission to trading
Free alphanumerical text presented in a tabular format
A.13
Business activity
Business or professional activity of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading
Free alphanumerical text
A.14
Parent company business activity
Where applicable, business or professional activity of the parent company, including principal activities and principal markets
Free alphanumerical text
A.15
Newly established
Indication as to whether the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading has been established for the past three years
‘true’ – Yes
‘false’ – No
A.16
Financial condition for the past three years
Where the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading has been established for the past three years, the financial condition of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading over the past three years.
This shall be assessed based on a fair review of the development and performance of the business of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading and of its position for each year and interim period for which historical financial information is required, including the causes of material changes.
The review shall be a balanced and comprehensive analysis of the development and performance of the business of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading and of its position, consistent with the size and complexity of the business.
Free alphanumerical text
A.17
Financial condition since registration
Where the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading has not been established for the past three years, description of its financial condition since the date of its registration.
This shall be assessed based on a fair review of the development and performance of the business of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading and of its position for each year and interim period for which historical financial information is available, including the causes of material changes.
The review shall be a balanced and comprehensive analysis of the development and performance of the business of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading and of its position, consistent with the size and complexity of the business.
Free alphanumerical text
Part B - Information about the issuer, if different from the offeror or person seeking admission to trading
B.1
Issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; different from offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading
Indication as to whether the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; is different from the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading
‘true’ – Yes
‘false’ – No
B.2
Name
Name
Free alphanumerical text
B.3
Legal form
Field to be filled in only if an LEI is not provided in field B.7
Legal form
ISO standard 20275 ‘Financial Services – Entity Legal Forms (ELF)’
B.4
Registered address
Field to be filled in only if an LEI is not provided in field B.7
Address and country of registration
ISO standard 3166-1 alpha 2 country codes and codes for their subdivisions
and
Free alphanumerical text
B.5
Head office
Field to be filled in only if an LEI is not provided in field B.7
Address of the Head office, where different than registered address
ISO standard 3166-1 alpha 2 country codes and codes for their subdivisions
and
Free alphanumerical text
B.6
Registration date
Date of the registration
ISO 8601 date format (YYYY-MM-DD)
B.7
Legal entity identifier
Legal entity identifier of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, where available
{LEI}
B.8
Another identifier required pursuant to applicable national law
Field to be filled in only if a legal entity identifier is not provided in field B.7.
National identifier based on the nationality of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, if required under the applicable national law
This field only applies to entities for which a national identifier is required under applicable national law
Free text
B.9
Parent company
Field to be filled in only if an LEI is not provided in field B.7
Where applicable, the name of the parent company
Free alphanumerical text
B.10
Members of the management bodymeans the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making in the entity and include the persons who effectively direct the business of the entity;
Identity, business address and functions of each of the persons that are members of the management bodymeans the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making in the entity and include the persons who effectively direct the business of the entity;, as defined in Article 3(1), point (27), of Regulation (EU) 2023/1114, of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text presented in a tabular format
B.11
Business activity
Business or professional activity of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text
B.12
Parent company business activity
Where applicable, business or professional activity of the parent company
Free alphanumerical text
Part C- Information about the operator of the trading platform in cases where it draws up the crypto-asset white paper and information about other persons drawing the crypto-asset white paper pursuant to Article 6(1), second subparagraph, of Regulation (EU) 2023/1114
C.1
Name
Name
Free alphanumerical text
C.2
Legal form
Field to be filled in only if an LEI is not provided in field C.6
Legal form
ISO standard 20275 ‘Financial Services – Entity Legal Forms (ELF)’
C.3
Registered address
Field to be filled in only if an LEI is not provided in field C.6
Address of registration
ISO standard 3166-1 alpha 2 country codes and codes for their subdivisions
and
Free alphanumerical text
C.4
Head office
Field to be filled in only if an LEI is not provided in field C.6
Address of the Head office, where different than registered address
ISO standard 3166-1 alpha 2 country codes and codes for their subdivisions
and
Free alphanumerical text
C.5
Registration date
Date of the registration
ISO 8601 date format (YYYY-MM-DD)
C.6
Legal entity identifier
Legal entity identifier of the operator of the trading platform
{LEI}
C.7
Another identifier required pursuant to applicable national law
National identifier based on the nationality of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, if required under the applicable national law.
This field only applies to entities for which a national identifier is required under applicable national law.
Free text
C.8
Parent company
Field to be filled in only if an LEI is not provided in field C.6
Where applicable, the name of the parent company
Free alphanumerical text
C.9
Reason for crypto-Assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper Preparation
The reason why the operator of the trading platform drew up the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper
Free alphanumerical text
C.10
Members of the Management bodymeans the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making in the entity and include the persons who effectively direct the business of the entity;
Identity (name or other identifiers), business address and functions of each of the persons that are members of the management bodymeans the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making in the entity and include the persons who effectively direct the business of the entity;, as defined in Article 3(1), point (27), of Regulation (EU) 2023/1114, of the operator of the trading platform
Free alphanumerical text presented in a tabular format
C.11
Operator business activity
Business or professional activity of the operator, including principal activities and principal markets
Free alphanumerical text
C.12
Parent company business activity
Where applicable, business or professional activity of the parent company, including principal activities and principal markets
Free alphanumerical text
C.13
Other persons drawing up the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper according to Article 6(1), second subparagraph, of Regulation (EU) 2023/1114
Where different from the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public;, person seeking admission to trading, issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, or operator of the trading platform, indication of the identity of the person drawing up the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper
Free alphanumerical text
C.14
Reason for drawing the white paper by persons referred to in Article 6(1), second subparagraph, of Regulation (EU) 2023/1114
Where the white paper is drawn up by a person different from the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public;, person seeking admission to trading, issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, or operator of the trading platform, reason for drawing up the white paper
Free alphanumerical text
Part D- Information about the crypto-asset project
D.1
Crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; project name
Name of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; project, if different from the name of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading
Free alphanumerical text
D.2
Crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; name
Field to be filled in only if a Digital Token Identifier (DTI) is not provided in field F.13.
Name of the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, if different from the name of the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading
Free alphanumerical text
D.3
Abbreviation
Field to be filled in only if a DTI is not provided in field F.13.
Abbreviation or ticker handler
Free alphanumerical text
D.4
Crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; project description
A brief description of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; project
Free alphanumerical text
D.5
Details of all natural or legal persons involved in the implementation of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; project
Details of advisors, development team, crypto-assets service providersmeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; and other persons involved in the implementation of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; project, including business addresses or domicile of the company
Free alphanumerical text presented in a tabular format
D.6
Utility Tokenmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer; Classification
Indication as to whether the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; project concerns utility tokensmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer;
‘true’ – Yes
‘false’ – No
D.7
Key Features of Goods/Services for Utility Tokenmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer; Projects
Where applicable, key features of the goods or services to be developed for utility tokensmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer; crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; projects
Free alphanumerical text
D.8
Plans for the token
Information about the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; project, including the description of the past and future milestones
Free alphanumerical text
D.9
Resource allocation
Where applicable, information about resources, including financial resources, already allocated to the project
Free alphanumerical text
D.10
Planned use of Collected fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366; or crypto-Assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Where applicable, planned use of any fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366; or other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; collected
Free alphanumerical text
Part E - Information about the offer to the public of crypto-assets or their admission to trading
E.1
Public offering or admission to trading
Indication as to whether the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper concerns an offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or their admission to trading
‘OTPC’ - offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets;
‘ATTR’ - admission to trading
E.2
Reasons for public offer or admission to trading
The reasons for the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or for seeking admission to trading, including the planned use of the fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366; or other crypto assets collected
Free alphanumerical text
E.3
Fundraising target
Where applicable, the amount that the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; intends to raise in fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366; or in any other crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; in an official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Amount in monetary value {DECIMAL-18/3}
Or
Numerical {INTEGER-n}
E.4
Minimum subscription goals
Where applicable, minimum subscription goals set for the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; in an official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Amount in monetary value {DECIMAL-18/3}
or
Numerical {INTEGER-n}
E.5
Maximum subscription goals
Where applicable, any maximum target subscription goals set for the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; in an official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Amount in monetary value {DECIMAL-18/3}
or
Numerical {INTEGER-n}
E.6
Oversubscription acceptance
Indication whether oversubscriptions are accepted
‘true’- Yes
‘false’ – No
E.7
Oversubscription allocation
Where oversubscriptions are accepted, a description of how they are allocated
Free alphanumerical text
E.8
Issue price
The issue price of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; being offered to the public in an official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Amount in monetary value{DECIMAL-18/3}
Or
Numerical {INTEGER-n}
E.9
Official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; determining the issue price
The official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; on the basis of which the issue price of the crypto asset is being offered to the public
{CURRENCYCODE_3}
or
{DTI}
E.10
Subscription fee
Any applicable subscription fee in an official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Amount in monetary value {DECIMAL-18/3}
Or
Numerical {INTEGER-n}
E.11
Offer price determination method
Method in accordance with which the offer price will be determined
Free alphanumerical text
E.12
Total number of offered/traded crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Where applicable, the total number of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; to be offered to the public or admitted to trading
Numerical {INTEGER-n}
E.13
Targeted holders
Indication of the prospective holders targeted by the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or admission of such crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; to trading
‘RETL’ – retail investors
‘PROF’ – professional investors
‘ALL’ – all types of investors
E.14
Holder restrictions
Indication of any restriction as regards the type of holders for such crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Free alphanumerical text
E.15
Reimbursement notice
‘Purchasers participating in the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; will be able to be reimbursed if the minimum target subscription goal is not reached at the end of the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets;, if they exercise the right to withdrawal provided for in Article 13 of Regulation (EU) 2023/1114 of the European Parliament and of the Council or if the offer is cancelled’
Predefined alphanumerical text
E.16
Refund mechanism
Detailed description of the refund mechanism
Free alphanumerical text
E.17
Refund timeline
Expected timeline of when the refunds will be completed
Free alphanumerical text
E.18
Offer phases
Information about the various phases of the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Free alphanumerical text
E.19
Early purchase discount
Information on discounted purchase price for early purchasers of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; - (pre-public sales) and in the case of discounted purchase price for some purchasers, an explanation as to why the purchase prices may be different and a description of the impact on the other investors
Free alphanumerical text
E.20
Time-limited offer
Indication whether the offer is time-limited
‘true’- Yes
‘false’ – No
E.21
Subscription period
beginning
For time-limited offers, the beginning of the subscription period during which the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; is open
ISO 8601 date format (YYYY-MM-DD)
E.22
Subscription period end
For time-limited offers, the end of the subscription period during which the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; is open
ISO 8601 date format (YYYY-MM-DD)
E.23
Safeguarding arrangements for offered fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366;/crypto-Assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
The arrangements to safeguard fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366; or other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; as referred to in Article 10 of Regulation (EU) 2023/1114 during the time-limited offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or during the withdrawal period
Free alphanumerical text
E.24
Payment methods for crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; purchase
Methods of payment to purchase the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Free alphanumerical text
E.25
Value transfer methods for reimbursement
Methods of transfer of the value to the purchasers when they are entitled to be reimbursed
Free alphanumerical text
E.26
Right of withdrawal
In the case of offers to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; , information on the right of withdrawal as referred to in Article 13 of Regulation (EU) 2023/1114
Free alphanumerical text
E.27
Transfer of purchased crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Manner of transferring purchased crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; to the holders
Free alphanumerical text
E.28
Transfer time schedule
Time schedule of transferring purchased crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; to the holders
ISO 8601 date format (YYYY-MM-DD)
E.29
Purchaser's technical requirements
Information about technical requirements that the purchaser is required to fulfil to hold the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Free alphanumerical text
E.30
Crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; (CASP) name
Where applicable, the name of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; (CASP) in charge of the placing of crypto-assetsmeans the marketing, on behalf of or for the account of the offeror or a party related to the offeror, of crypto-assets to purchasers;
Free alphanumerical text
E.31
CASP identifier
The legal entity identifier of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; in charge of the placing of crypto-assetsmeans the marketing, on behalf of or for the account of the offeror or a party related to the offeror, of crypto-assets to purchasers;
{LEI}
E.32
Placement form
Where applicable, the form of the placement
‘WITH- with a firm commitment basis
‘WOUT’ - without a firm commitment basis
‘NTAV’ - Not applicable
E.33
Trading platforms name
Where applicable, the name of the trading platforms for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; where admission to trading is sought
Free alphanumerical text
E.34
Trading platforms
Market identifier code (MIC)
Segment MIC for the trading platform where the admission to trading of the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is sought.
{MIC}
E.35
Trading platforms access
Where applicable, information about how investors can access the trading platforms
Free alphanumerical text
E.36
Involved costs
Where applicable, information about the costs involved in relation to the access of investors to the trading platforms
Free alphanumerical text
E.37
Offer expenses
Expenses related to the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, in an official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;. If more than one type of offer expense, expenses should be presented in a tabular format
Free alphanumerical text and Amount in monetary value {DECIMAL-18/3}
E.38
Conflicts of interest
Potential conflicts of interest of the persons involved in the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or admission to trading, arising in relation to the offer or admission to trading
Free alphanumerical text
E.39
Applicable law
The law applicable to the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Drop-down list of applicable laws
E.40
Competent court
Competent court
Free alphanumerical text
Part F - Information about the crypto-assets
F.1
Crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; type
The type of crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; that will be offered to the public or for which admission to trading is sought
Free alphanumerical text
F.2
Crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; functionality
A description of the functionality of the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; being offered or admitted to trading
Free alphanumerical text
F.3
Planned application of functionalities
Information about when the functionalities of the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; being offered or admitted to trading are planned to apply
Free alphanumerical text
A description of the characteristics of the crypto-asset, including the data necessary for classification of the crypto-asset white paper in the register referred to in Article 109 of Regulation (EU) 2023/1114, as specified in accordance with paragraph 8 of that Article
F.4
Type of crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper
The type of white paper notified
OTHR
F.5
The type of submission
Type of submission
NEWT = New
MODI = Modify
EROR = Error
CORR = Correction
F.6
Crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; characteristics
A description of the characteristics of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Free alphanumerical text
F.7
Commercial name or trading name
Field to be filled in only if a DTI is not provided in field F.13.
Commercial name or trading name of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;.
Free alphanumerical text
F.8
Website of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Website of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text
F.9
Starting date of offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or admission to trading
Starting date or, if not available at the time of the notification by the competent authoritymeans one or more authorities:designated by each Member State in accordance with Article 93 concerning offerors, persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens, issuers of asset-referenced tokens, or crypto-asset service providers;designated by each Member State for the application of Directive 2009/110/EC concerning issuers of e-money tokens;, the intended starting date of offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or admission to trading.
YYYY-MM-DD
F.10
Publication date
Effective or intended publication date of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper or of the modified white paper
YYYY-MM-DD
F.11
Any other services provided by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Any other services provided by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; not covered by Regulation (EU) 2023/1114, with a reference to the applicable Union or national legal acts regulating those services
Free alphanumerical text
F.12
Language or languages of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper
Language or languages in which the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper is drafted
When multiple languages have been used, this field shall be reported as many times as necessary
Closed list of EU languages
F.13
Digital token identifier code used to uniquely identify the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or each of the several crypto assets to which the white paper relates, where available
Code used to uniquely identify the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or each of the several crypto assets to which the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper relates, where available
ISO 24165 Digital Token Identifier
F.14
Functionally fungible group digital token identifier, where available
Code used to uniquely identify the functionally fungible group to which the digital asset belongs (i.e., common to each of the several assets to which the white paper relates, i.e. Code used to identify the white paper ISO 24165 DTI of type = 3 (i.e., functionally fungible group), where available
ISO 24165 FFG DTI
F.15
Voluntary data flag
Flag indicating the mandatory or voluntary nature of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper provided for in Article 4(8) of Regulation (EU) 2023/1114
‘true’ – voluntary
‘false’ – mandatory
F.16
Personal datameans personal data as defined in Article 4, point (1), of Regulation (EU) 2016/679; flag
Flag indicating if the submitted white paper contains personal datameans personal data as defined in Article 4, point (1), of Regulation (EU) 2016/679;
‘true’ – Yes
‘false’ – No
F.17
LEI eligibility
Indication that the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; is eligible for a Legal Entity Identifier
‘true’ – eligible
‘false’ – not eligible
F.18
Home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office;
Home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office; as defined in Article 3(1), point (33), of Regulation (EU) 2023/1114
Closed list of EU Member States
F.19
Host Member Statesmeans the Member State where an offeror or person seeking admission to trading has made an offer to the public of crypto-assets or is seeking admission to trading, or where a crypto-asset service provider provides crypto-asset services, where different from the home Member State;
Host Member Statemeans the Member State where an offeror or person seeking admission to trading has made an offer to the public of crypto-assets or is seeking admission to trading, or where a crypto-asset service provider provides crypto-asset services, where different from the home Member State; as defined in Article 3(1), point (34), of Regulation (EU) 2023/1114
Closed list of EU Member States
Part G - Information on the rights and obligations attached to the crypto-assets
G.1
Purchaser rights and obligations
A description of the rights and obligations, if any, of the purchaser
Free alphanumerical text
G.2
Exercise of rights and obligations
Procedure and conditions for the exercise of rights
Free alphanumerical text
G.3
Conditions for modifications of rights and obligations
Description of the conditions under which the rights and obligations may be modified
Free alphanumerical text
G.4
Future public offers
Where applicable, information on the future offers to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text
G.5
Issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; retained crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Where applicable, information on the number of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; retained by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; itself
Numerical {INTEGER-n}
G.6
Utility tokenmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer; classification
Indication as to whether the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or their admission to trading concerns utility tokensmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer;
‘true’ – Yes
‘false’ – No
G.7
Key features of goods/services of utility tokensmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer;
Information about the quality and quantity of goods or services to which the utility tokensmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer; give access
Free alphanumerical text
G.8
Utility tokensmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer; redemption
Only applicable if field G.6 is true.
Information on how utility tokensmeans a type of crypto-asset that is only intended to provide access to a good or a service supplied by its issuer; can be redeemed for goods or services to which they relate
Free alphanumerical text
G.9
Non-trading request
Indication whether an admission to trading is sought
‘true’ – sought
‘false’ – not sought
G.10
Crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; purchase or sale modalities
Where an admission to trading is not sought, information on how and where the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; can be purchased or sold after the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets;
Free alphanumerical text
G.11
Crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; transfer restrictions
Restrictions on the transferability of the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; that are being offered or admitted to trading
Free alphanumerical text
G.12
Supply adjustment protocols
Indication as to whether the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; has protocols for the increase or decrease of its supply in response to changes in demand
‘true’ – Yes
‘false’ – No
G.13
Supply adjustment mechanisms
Where the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; has protocols for the increase or decrease of its supply in response to changes in demand, a description of the functioning of such protocols
Free alphanumerical text
G.14
Token value protection schemes
Indication as to whether the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; has a protection scheme protecting the value of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
‘true’ – Yes
‘false’ – No
G.15
Token value protection schemes description
Where the field G.14 is true, a description of the protection schemes protecting the value of the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Free alphanumerical text
G.16
Compensation schemes
Indication as to whether the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; has a compensation scheme
‘true’ – Yes
‘false’ – No
G.17
Compensation schemes
description
Where the field G.16 is true, a description of the compensation schemes
Free alphanumerical text
G.18
Applicable law
The law applicable to the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Drop-down list of applicable laws
G.19
Competent court
Competent court
Free alphanumerical text
Part H – information on the underlying technology
H.1
Distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers; (DTL)
Field to be filled in only if a DTI is not provided in field F.13.
Information on the technology used, including distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Free alphanumerical text
H.2
Protocols and technical standards
Information about protocols and technical standards used
Free alphanumerical text
H.3
Technology used
Other information on the technology used
Free alphanumerical text
H.4
Consensus mechanismmeans the rules and procedures by which an agreement is reached, among DLT network nodes, that a transaction is validated;
Information on the consensus mechanismmeans the rules and procedures by which an agreement is reached, among DLT network nodes, that a transaction is validated;, where applicable
Free alphanumerical text
H.5
Incentive mechanisms and applicable fees
Information on incentive mechanisms to secure transactions and any fees applicable
Free alphanumerical text
H.6
Use of distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Indication as to whether the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; are issued, transferred and stored using distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers; that is operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or a third-party acting on their behalf
‘true’ – Yes, DLT operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third-party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf
‘false’ – No, DLT not operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third-party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf
H.7
DLT functionality description
If the DLT is operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf, a detailed description of the functioning of such distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Free alphanumerical text
H.8
Audit
Indication as to whether an audit of the technology used was conducted
‘true’ – Yes
‘false’ – No
H.9
Audit outcome
If an audit was conducted, information on the outcome of the audit of the technology used
Free alphanumerical text
Part I – Information on risks
I.1
Offer-related risks
A description of the risks associated with the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or their admission to trading
Free alphanumerical text
I.2
Issuer-related risks
A description of the risks associated with the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, if different from the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or person seeking admission to trading
Free alphanumerical text
I.3
Crypto-assets-related risks
A description of the risks associated with the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Free alphanumerical text
I.4
Project implementation-related risks
A description of the risks associated with project implementation
Free alphanumerical text
I.5
Technology-related risks
A description of the risks associated with the technology used
Free alphanumerical text
I.6
Mitigation measures
Mitigation measures of the risks associated with the technology, if any
Free alphanumerical text
Part J – Information on the sustainability indicators in relation to adverse impact on the climate and other environment-related adverse impacts
J.1
Adverse impacts on climate and other environment-related adverse impacts
Information referred to Commission Delegated Regulation establishing technical standards adopted pursuant to Article 6(12), fourth subparagraph, Article 19(11), fourth subparagraph, Article 51(15), fourth subparagraph, and Article 66(6), fourth subparagraph of Regulation (EU) 2023/1114 of the European Parliament and of the Council
Free alphanumerical text
Table 3
Template for white papers for asset-referenced tokens
No
FIELD
CONTENT TO BE REPORTED
FORM AND STANDARDS
I.00
Table of contents
Table of contents
alphanumerical text
I.01
Date of notification
Date of notification
YYYY-MM-DD
I.02
Statement in accordance with Article 19(4), points (a) to (e), of Regulation (EU) 2023/1114
Predefined alphanumerical text
I.03
Compliance statement in accordance with Article 19(5) of Regulation (EU) 2023/1114
Predefined alphanumerical text
SUMMARY
I.04
Warning in accordance with Article 19(6), second subparagraph, of Regulation (EU) 2023/1114
Predefined alphanumerical text
I.05
Characteristics of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
A brief, clear and non-technical description of the characteristics of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; concerned in order to help prospective holders of that asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; make an informed decision
Free alphanumerical text
I.06
Right of redemption
‘The holders of asset-referenced tokensmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; have a right of redemption at any time’
Description of the conditions for such redemption
Predefined alphanumerical text
Free alphanumerical text
I.07
Key information about the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; and/or admission to trading
Key information about the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; or the intended admission to trading of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
Part A – Information about the issuer of the asset-referenced token
A.1
Statutory name
Statutory name
Free alphanumerical text
A.2
Trading name
Trading name
Free alphanumerical text
A.3
Legal form
Field to be filled in only if an LEI is not provided in field A.7
Legal form
ISO standard 20275 ‘Financial Services – Entity Legal Forms (ELF)’
A.4
Registered address
Field to be filled in only if an LEI is not provided in field A.7
Address and country of registration
ISO standard 3166-1 alpha 2 country codes and codes for their subdivisions
and
Free alphanumerical text
A.5
Head office
Field to be filled in only if an LEI is not provided in field A.7
Address and country of the Head office, where different than registered address
ISO standard 3166-1 alpha 2 country codes and codes for their subdivisions
and
Free alphanumerical text
A.6
Registration date
Date of the registration
ISO 8601 date format (YYYY-MM-DD)
A.7
Legal entity identifier
Legal entity identifier of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
{LEI}
A.8
Other identifier required pursuant to applicable national law
National identifier based on the nationality of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, if required under the applicable national law.
This field only applies to entities for which a national identifieris required under applicable national law.
Free text
A.9
Parent company
Field to be filled in only if an LEI is not provided in field A.7
Where applicable, the name of the parent company
Free alphanumerical text
A.10
Members of the management bodymeans the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making in the entity and include the persons who effectively direct the business of the entity;
Identity, business address and functions of each person that is member of the management bodymeans the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making in the entity and include the persons who effectively direct the business of the entity;, as defined in Article 3(1), point (27), of Regulation (EU) 2023/1114, of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text presented in a tabular format
A.11
Business activity
Business or professional activity of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;,
Free alphanumerical text
A.12
Parent company business activity
Business or professional activity of the parent company (if applicable)
Free alphanumerical text
A.13
Newly established
Indication as to whether the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; has been established for the past three years
‘true’ – Yes
‘false’ – No
A.14
Financial condition for the past three years
Financial condition of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; over the past three years.
This shall be assessed based on a fair review of the development and performance of the business of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and of its position for each year and interim period for which historical financial information is required, including the causes of material changes.
The review shall be a balanced and comprehensive analysis of the development and performance of the business of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and of its position, consistent with the size and complexity of the business.
Free alphanumerical text
A.15
Financial condition since registration
Where the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; has not been established for the past three years, its financial condition since the date of its registration.
This shall be assessed based on a fair review of the development and performance of the business of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and of its position for each year and interim period for which historical financial information is required, including the causes of material changes.
The review shall be a balanced and comprehensive analysis of the development and performance of the business of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and of its position, consistent with the size and complexity of the business.
Free alphanumerical text
A.16
Governance arrangements
A detailed description of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s governance arrangements
Free alphanumerical text
A.17
Exemption from authorisation
Indication of whether the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of asset-referenced tokensmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; is exempted from authorisation
‘NOEX’ – No exemption
‘EX17’ – Exemption in accordance with Article 17
‘EX16’ – Exemption in accordance with Article 16
A.18
Authorisation as issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
If not exempted from authorisation, details about the authorisation as an issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of an asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
A.19
Authorisation authority
Name of the competent authoritymeans one or more authorities:designated by each Member State in accordance with Article 93 concerning offerors, persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens, issuers of asset-referenced tokens, or crypto-asset service providers;designated by each Member State for the application of Directive 2009/110/EC concerning issuers of e-money tokens; that granted the authorisation as issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of asset-referenced tokensmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Closed list of competent authoritiesmeans one or more authorities:designated by each Member State in accordance with Article 93 concerning offerors, persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens, issuers of asset-referenced tokens, or crypto-asset service providers;designated by each Member State for the application of Directive 2009/110/EC concerning issuers of e-money tokens; – one per Member State
A.20
Competent authoritymeans one or more authorities:designated by each Member State in accordance with Article 93 concerning offerors, persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens, issuers of asset-referenced tokens, or crypto-asset service providers;designated by each Member State for the application of Directive 2009/110/EC concerning issuers of e-money tokens; for credit institutionsmeans a credit institution as defined in Article 4(1), point (1), of Regulation (EU) No 575/2013 and authorised under Directive 2013/36/EU;
For credit institutionsmeans a credit institution as defined in Article 4(1), point (1), of Regulation (EU) No 575/2013 and authorised under Directive 2013/36/EU;, name of the competent authoritymeans one or more authorities:designated by each Member State in accordance with Article 93 concerning offerors, persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens, issuers of asset-referenced tokens, or crypto-asset service providers;designated by each Member State for the application of Directive 2009/110/EC concerning issuers of e-money tokens; of the home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office;
Closed list of competent authoritiesmeans one or more authorities:designated by each Member State in accordance with Article 93 concerning offerors, persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens, issuers of asset-referenced tokens, or crypto-asset service providers;designated by each Member State for the application of Directive 2009/110/EC concerning issuers of e-money tokens; – one per Member State
A.21
Issuance of other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Indication of whether the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; also issues other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
‘true’ – Yes
‘false’ – No
A.22
Activities related to other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Indication of whether the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; also has activities related to other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
‘true’ – Yes
‘false’ – No
A.23
Connection between the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and the entity running the DLT
Indication of whether there is any connection between the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and the entity running the distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers; used to issue the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, including if the protocols are run or controlled by a person closely connected to the project participants
‘true’ – Yes
‘false’ – No
A.24
Description of the connection between the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and the entity running the DLT
Description of the connection between the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and entity running the distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers; used to issue the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, including if the protocols are run or controlled by a person closely connected to the project participants
Free alphanumerical text
AA- information on other persons offering to the public or seeking admission to trading of asset-referenced tokensmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; other than the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and on other persons drawing up the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper in accordance with Article 19(1), second subparagraph, of Regulation (EU) 2023/1114
AA.1
Persons other than the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; offering to the public or seeking admission to trading of the asset referenced token according to Article 19(1), second subparagraph, of Regulation (EU) 2023/1114
Where different from the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, indication of the identity of the person offering to the public or seeking admission to trading of the asset referenced token
{LEI}
AA.1.2
Persons other than the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; offering to the public or seeking admission to trading of the asset referenced token according to Article 19(1), second subparagraph, of Regulation (EU) 2023/1114
Field to be filled in only if a legal entity identifier is not provided in field AA.1
National identifier based on the nationality of the person other than the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; offering to the public or seeking admission to trading, if required under the applicable national law.
This field only applies to entities for which a national identifier is required in accordance with applicable national law.
Another identifier required pursuant to applicable national law
AA.2
Reason for offering to the public or seeking admission to trading the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; by persons referred to in Article 19(1), second subparagraph, of Regulation (EU) 2023/1114
Where the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or the person seeking admission to trading is different from the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, reason for offering to the public or seeking admission to trading of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
AA.3
Other persons drawing up the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper according to Article 19(1), second subparagraph, of Regulation (EU) 2023/1114
Where different from the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, indication of the identity of the person drawing up the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper
{LEI}
AA.3.1
Other persons drawing up the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper according to Article 19(1), second subparagraph, of Regulation (EU) 2023/1114
Field to be filled in only if a legal entity identifier is not provided in field AA.3
National identifier based on the nationality of the person drawing up the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper, if required under the applicable national law.
This field only applies to entities for which a national identifier is required in accordance with applicable national law.
Another identifier required pursuant to applicable national law
AA.4
Reason for drawing the white paper by persons referred to in Article 19(1), second subparagraph, of Regulation (EU) 2023/1114
Where the white paper is drawn up by a person different from the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, reason for drawing up the white paper
Free alphanumerical text
Part B - Information about the asset-referenced token
B.1
Asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; name
Field to be filled in only if a DTI is not provided in field B.15
Name of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
B.2
Token abbreviation
Field to be filled in only if a DTI is not provided in field B.15
Abbreviation or ticker handler of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
B.3
Details of all natural or legal persons involved in the operationalisation of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Details of advisors, development team, CASPs and all other natural or legal persons involved in the implementation of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; project, including business addresses or domicile of the company
Free alphanumerical text presented in a tabular format
B.4
Third-party roles
A description of the role, responsibility and accountability of any third-party entities referred to in Article 34(5), first subparagraph, point (h), of Regulation (EU) 2023/1114
Free alphanumerical text presented in a tabular format
B.5
Plans for the token
Information about the plans for the asset-referenced tokensmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;, including description of past and expected future milestones
Free alphanumerical text
B.6
Resource allocation
Where applicable, information about resources already allocated to the project
Free alphanumerical text
A description of the characteristics of the asset referenced token, including the data necessary for classification of the crypto-asset white paper in the register referred to in Article 109 of Regulation (EU) 2023/1114, as specified in accordance with paragraph 8 of that Article
B.7
Type of crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper
The type of white paper notified
ARTW
B.8
The type of submission
Type of submission
NEWT = New
MODI = Modify
EROR = Error
CORR = Correction
B.9
Crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; characteristics
A description of the characteristics of the asset referenced token being offered or admitted to trading
Free alphanumerical text
B.10
Website of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Website of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text
B.11
Starting date of offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or admission to trading
Starting date or, if not available at the time of the notification by the competent authoritymeans one or more authorities:designated by each Member State in accordance with Article 93 concerning offerors, persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens, issuers of asset-referenced tokens, or crypto-asset service providers;designated by each Member State for the application of Directive 2009/110/EC concerning issuers of e-money tokens;, the intended starting date of offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or admission to trading
YYYY-MM-DD
B.12
Publication date
Effective or intended publication date of the white paper or of the modified white paper
YYYY-MM-DD
B.13
Any other services provided by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Any other services provided by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; not covered by Regulation (EU) 2023/1114, with a reference to the applicable Union or national legal acts regulating those services
Free alphanumerical text
B.14
Language or languages of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper
Language or languages in which the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper is drafted
When multiple languages have been used, this field shall be reported as many times as necessary
Closed list of EU languages
B.15
Digital token identifier code used to uniquely identify the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or each of the several crypto assets to which the white paper relates, where available
Code used to uniquely identify the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or each of the several crypto assets to which the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper relates, where available
ISO 24165 Digital Token Identifier
B.16
Functionally fungible group digital token identifier, where available
Code used to uniquely identify the functionally fungible group to which the digital asset belongs (i.e., common to each of the several assets to which the white paper relates, i.e. Code used to identify the white paper ISO 24165 DTI of type = 3 (i.e., functionally fungible group), where available
ISO 24165 FFG DTI
B.17
Personal datameans personal data as defined in Article 4, point (1), of Regulation (EU) 2016/679; flag
Flag indicating if the submitted white paper contains personal datameans personal data as defined in Article 4, point (1), of Regulation (EU) 2016/679;
‘true’ – Yes
‘false’ – No
B.18
LEI eligibility
Indication that the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; is eligible for a Legal Entity Identifier
‘true’ – eligible
‘false’ – not eligible
B.19
Home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office;
Home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office; as defined in Article 3(1), point (33), of Regulation (EU) 2023/1114
Closed list of EU Member States
B.20
Host Member Statesmeans the Member State where an offeror or person seeking admission to trading has made an offer to the public of crypto-assets or is seeking admission to trading, or where a crypto-asset service provider provides crypto-asset services, where different from the home Member State;
Host Member Statemeans the Member State where an offeror or person seeking admission to trading has made an offer to the public of crypto-assets or is seeking admission to trading, or where a crypto-asset service provider provides crypto-asset services, where different from the home Member State; as defined in Article 3(1), point (34), of Regulation (EU) 2023/1114
Closed list of EU Member States
Part C - Information about the offer to the public of the asset-referenced token or its admission to trading
C.1
Public offering or admission to trading
Indication as to whether the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper concerns an offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; or its admission to trading
‘OTPC’ - offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets;
‘ATTR’ - admission to trading
C.2
Fundraising target
Where applicable, the amount that the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; intends to raise in fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366; in an official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or in any other crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Amount in monetary value {DECIMAL-18/3}
or
Numerical {INTEGER-n}
C.3
Minimum subscription goals
Where applicable, any minimum target subscription goals set for the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; in an official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Amount in monetary value {DECIMAL-18/3}
or
Numerical {INTEGER-n}
C.4
Maximum subscription goals
Where applicable, any maximum target subscription goals set for the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; in an official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Amount in monetary value {DECIMAL-18/3}
or
Numerical {INTEGER-n}
C.5
Oversubscription acceptance
Indication whether oversubscriptions are accepted
‘true’- Yes
‘false’ - No
‘NTAV’ - Not applicable
C.6
Oversubscription allocation
Where oversubscriptions are accepted, description of how they are allocated
Free alphanumerical text
C.7
Token offering/trading quantity
Where applicable, the total number of units of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; to be offered or admitted to trading
Numerical {DECIMAL-18/3}
C.8
Targeted holders
Indication of the prospective holders targeted by the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; or admission of such asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; to trading
‘RETL’ – retail investors
‘PROF’ – professional investors
C.9
Holder restrictions
Indication of any restriction as regards the type of holders for the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
C.10
Reimbursement notice
‘Purchasers participating in the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of this asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; will be able to be reimbursed if the minimum target subscription goal is not reached at the end of the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets;, if they exercise the right to withdrawal provided for in Article 13 of Regulation (EU) 2023/1114 of the European Parliament and of the Council or if the offer is cancelled’
Predefined alphanumerical text
C.11
Refund timeline
Expected timeline of when such refunds will be completed
Free alphanumerical text
C.12
Explicit consequences
Description of the consequences of exceeding a maximum target subscription goal
Free alphanumerical text
C.13
Offer phases
Information about the various phases of the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
C.14
Early purchase discount
Information on discounted purchase price for early purchasers of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; (pre-public sales) and in the case of discounted purchase price for some purchasers, an explanation as to why the purchase prices may be different and a description of the impact on the other investors
Free alphanumerical text
C.15
Time-limited offer
Indication whether the offer is time-limited
‘true’- Yes
‘false’ – No
C.16
Subscription period beginning
For time-limited offers, the beginning of the subscription period during which the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; is open
ISO 8601 date format (YYYY-MM-DD)
C.17
Subscription period end
For time-limited offers, the end of the subscription period during which the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; is open
ISO 8601 date format (YYYY-MM-DD)
C.18
Token purchase/redemption payment
Methods of payment to purchase and to redeem the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; offered
Free alphanumerical text
C.19
Token transfer
Information on the method and time schedule of transferring the purchased asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; to the holders
Free alphanumerical text
C.20
Purchasers technical requirements
Information about technical requirements that the purchaser is required to fulfil to hold the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
C.21
CASP name
Where applicable, the name of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; in charge of the placing of asset-referenced tokensmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
C.22
CASP identifier
The legal entity identifier of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; in charge of the placing of asset-referenced tokensmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
{LEI}
C.23
Placement form
Where applicable, the form of such placement (with or without a firm commitment basis)
‘WITH- with a firm commitment basis
‘WOUT’ - without a firm commitment basis
‘NTAV’ - Not applicable
C.24
Trading platforms name
Where applicable, the name of the trading platforms for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; where admission to trading is sought
Free alphanumerical text
C.25
Trading platforms market identifier code (MIC)
Segment MIC for the trading platform operated by the CASP, where available, otherwise operating MIC.
{MIC}
C.26
Trading platforms access
Where applicable, information about how investors can access such trading platforms
Free alphanumerical text
C.27
Involved costs
Where applicable, information about the costs involved for accessing the trading platform for investors
Free alphanumerical text
C.28
Offer expenses
Expenses related to the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;, in an official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; or any other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;. If more than one type of expense, expenses should be presented in a tabular format.
Free alphanumerical text and Numerical {DECIMAL-18/3} presented in tabular format
C.29
Conflicts of interest
Potential conflicts of interest of the persons involved in the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or admission to trading, arising in relation to the offer or admission to trading
Free alphanumerical text
C.30
Applicable law
The law applicable to the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Drop-down list of applicable laws
C.31
Competent court
Competent court
Free alphanumerical text
Part D - Information on the rights and obligations attached to the asset-referenced token
D.1
Token functionalities
A description of the functionality of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; being offered or admitted to trading
Free alphanumerical text
D.2
Planned functionalities use
Information about when the functionalities are planned to apply
ISO 8601 date format (YYYY-MM-DD)
D.3
Purchaser rights and Obligations
A description of the rights and obligations, if any, of the purchaser
Free alphanumerical text
D.4
Rights exercise procedure
A description of the procedure and conditions for the exercise of those rights
Free alphanumerical text
D.5
Conditions for modifications of rights and obligations
A description of the conditions under which the rights and obligations may be modified
Free alphanumerical text
D.6
Future public offers
Where applicable, information on the future offers to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text
D.7
Issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; retained units
Where applicable, information on the number of units of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; retained by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; itself
Numerical {INTEGER-n}
D.8
Non-trading request
Indication as to whether an admission to trading is sought
‘true’ –sought
‘false’ – not sought
D.9
Token purchase or sale modalities
Where an admission to trading is not sought, information on how and where the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; can be purchased or sold after the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets;
Free alphanumerical text
D.10
Token transfer restrictions
Any restrictions on the transferability of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; that is being offered or admitted to trading
Free alphanumerical text
D.11
Supply adjustment protocols
Indication as to whether the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; has protocols for the increase or decrease of their supply in response to changes in demand
‘true’ – Yes
‘false’ – No
D.12
Supply adjustment mechanisms
Where the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; has protocols for the increase or decrease of their supply in response to changes in demand, a description of the functioning of such protocols
Free alphanumerical text
D.13
Token value protection Schemes
Indication as to whether the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; has a protection scheme protecting the value of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
‘true’ – Yes
‘false’ – No
D.14
Token value protection schemes description
Where yes in the field D.13, a description of the protection schemes protecting the value of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
D.15
Compensation schemes
Indication as to whether the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; has a compensation scheme
‘true’ – Yes
‘false’ – No
D.16
Compensation schemes description
Where yes in the field D.15, a description of compensation schemes
Free alphanumerical text
D.17
Nature and enforceability of rights
Information on the nature and enforceability of rights, including permanent rights of redemption and any claims that holders and any legal or natural person as referred to in Article 39(2) of Regulation (EU) 2023/1114, may have against the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, including information on how such rights will be treated in the case of insolvency procedures and whether different rights are allocated to different holders and the non-discriminatory reasons for such different treatment
Free alphanumerical text
D.18
Referenced assets description
Detailed description of the claim that the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; represents for holders, including a description of each referenced asset including the ISIN code where available and specified proportions of each of those assets
Free alphanumerical text presented in a tabular format
{ISIN} where applicable
D.19
Referenced assets proportions
Description of the amount of the claim and the reserve of asset
Free alphanumerical text
D.20
Value-claim-reserve interrelation
Relation between the value of the referenced assets and the amount of the claim and the reserve of assetsmeans the basket of reserve assets securing the claim against the issuer;
Free alphanumerical text
D.21
Transparent claim valuation
Description how a fair and transparent valuation of components of the claim is undertaken, which identifies, where relevant, independent parties
Free alphanumerical text
D.22
Other details about the claim the asset referenced token represents over referenced assets
Additional details describing the claim that the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; represents for the holders
Free alphanumerical text
D.23
Liquidity arrangements
Where applicable, information on the arrangements put in place by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; to ensure the liquidity of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
D.24
Liquidity providers
Where applicable, the name of the entities in charge of ensuring liquidity
Free alphanumerical text
D.25
Complaint submission contact
Contact details for submitting complaints
Free alphanumerical text
D.26
Complaints handling procedures
Description of the complaints-handling procedures
Free alphanumerical text
D.27
Dispute resolution mechanism
Description of any dispute resolution mechanism or redress procedure established by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
D.28
Holder rights in default or insolvency
A description of the rights of the holders when the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; is not able to fulfil its obligations, including in insolvency
Free alphanumerical text
D.29
Rights in recovery plan implementation
A description of the rights in the context of the implementation of the recovery plan
Free alphanumerical text
D.30
Rights in redemption plan implementation
A description of the rights in the context of the implementation of the redemption plan
Free alphanumerical text
D.31
Redemption form
Detailed information on how the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; is redeemed
Free alphanumerical text
D.32
Redemption form options
Indication whether the holder will be able to choose the form of redemption
‘true’ – Yes
‘false’ – No
D.33
Transference form options
Indication as to whether the holder will be able to choose the form of transference
‘true’ – Yes
‘false’ – No
D.34
Form of transference
Form of transference
Free alphanumerical text
D.35
Redemption currency
The official currencymeans an official currency of a country that is issued by a central bank or other monetary authority; of redemption
{CURRENCYCODE_3}
D.36
Applicable law
The law applicable to the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Drop-down list of applicable laws
D.37
Competent court
Competent court
Free alphanumerical text
Part E - Information on the underlying technology
E.1
Distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Fill in the field only if a DTI is not provided in field B.15
Information on the distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Free alphanumerical text
E.2
Protocols and technical standards
Information on the protocols and technical standards used, allowing for the holding, storing and transfer of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
E.3
Technology used
Other information on the technology used allowing for the holding, storing and transfer of asset-referenced tokensmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;, if relevant
Free alphanumerical text
E.4
Consensus mechanismmeans the rules and procedures by which an agreement is reached, among DLT network nodes, that a transaction is validated;
The consensus mechanismmeans the rules and procedures by which an agreement is reached, among DLT network nodes, that a transaction is validated;, where applicable
Free alphanumerical text
E.5
Incentive mechanisms and applicable fees
Incentive mechanisms to secure transactions and any fees applicable
Free alphanumerical text
E.6
Use of distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Indication as to whether the asset-referenced tokensmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; are issued, transferred and stored using distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers; that is operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third-party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf
‘true’ – Yes, DLT operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third-party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf
‘false’ – No, DLT not operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third-party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf
E.7
DLT functionality description
If the DLT is operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf, a detailed description of the functioning of such distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Free alphanumerical text
E.8
Audit
Indication as to whether an audit of the technology used was conducted
‘true’ – Yes
‘false’ – No
E.9
Audit outcome
If an audit was conducted, information on the outcome of the audit of the technology used
Free alphanumerical text
Part F - Information on the risks
F.1
Risks related to Asset Reserve
The risks related to the reserve of assetsmeans the basket of reserve assets securing the claim against the issuer;, when the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; is not able to fulfil its obligations
Free alphanumerical text
F.2
Issuer-related risks
A description of the risks associated with the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;
Free alphanumerical text
F.3
Offer-related risks
A description of the risks associated with the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; or its admission to trading
Free alphanumerical text
F.4
Token-related risks
Description of the risks associated with the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;, in particular with regard to the asset referenced
Free alphanumerical text
F.5
Risks related to operationalisation of the asset-referenced Tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; project
A description of the risks associated with the operationalisation of the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; project
Free alphanumerical text
F.6
Technology-related risks
Description of the risks associated with the technology used
Free alphanumerical text
F.7
Mitigation measures
Mitigation measures of the risks associated with the technology used, if any
Free alphanumerical text
Part G - Information on the reserve of assets
G.1
Value alignment mechanism
Detailed description of the mechanism aimed at aligning the value of the reserve of assetsmeans the basket of reserve assets securing the claim against the issuer; with the claim associated with the asset-referenced tokenmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies;, including legal and technical aspects
Free alphanumerical text
G.2
Asset reserve description
Detailed description of the reserve of assetsmeans the basket of reserve assets securing the claim against the issuer; and their composition
Free alphanumerical text
G.3
Token issuance and redemption mechanisms
A description of the mechanisms through which asset-referenced tokensmeans a type of crypto-asset that is not an electronic money token and that purports to maintain a stable value by referencing another value or right or a combination thereof, including one or more official currencies; are issued and redeemed
Free alphanumerical text
G.4
Investment of reserve of assetsmeans the basket of reserve assets securing the claim against the issuer;
Information on whether a part of the reserve assets are invested
‘true’ – Yes
‘false’ – No
G.5
Reserve asset investment policy
If a part of the reserve assets are invested, a description of the investment policy for the reserve assets
Free alphanumerical text
G.6
Reserve asset custody arrangements
Description of the custody arrangements for the reserve assets, including their segregation
Free alphanumerical text
G.7
Custodian service providers
Name of crypto-asset service providersmeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; providing custody and administration of crypto-assets on behalf of clientsmeans the safekeeping or controlling, on behalf of clients, of crypto-assets or of the means of access to such crypto-assets, where applicable in the form of private cryptographic keys;, credit institutionsmeans a credit institution as defined in Article 4(1), point (1), of Regulation (EU) No 575/2013 and authorised under Directive 2013/36/EU;, or investment firmsmeans an investment firm as defined in Article 4(1), point (2), of Regulation (EU) No 575/2013 and authorised under Directive 2014/65/EU; appointed as custodians of the reserve assets
Free alphanumerical text
G.8
Custodian service providers
LEI of the CASP providing custody and administration of crypto-assets on behalf of clientsmeans the safekeeping or controlling, on behalf of clients, of crypto-assets or of the means of access to such crypto-assets, where applicable in the form of private cryptographic keys;, credit institutionsmeans a credit institution as defined in Article 4(1), point (1), of Regulation (EU) No 575/2013 and authorised under Directive 2013/36/EU;, or investment firmsmeans an investment firm as defined in Article 4(1), point (2), of Regulation (EU) No 575/2013 and authorised under Directive 2014/65/EU; appointed as custodians of the reserve assets
{LEI}
Part H – Information on the sustainability indicators in relation to adverse impact on the climate and other environment-related adverse impacts
H.1
Adverse impacts on climate and other environment-related adverse impacts
Include information referred to Commission Delegated Regulation establishing technical standards adopted pursuant to Article 6(12), fourth subparagraph, Article 19(11), fourth subparagraph, Article 51(15), fourth subparagraph, and Article 66(6), fourth subparagraph of Regulation (EU) 2023/1114 of the European Parliament and of the Council
Free alphanumerical text
Table 4
Template for white papers for e-money tokens
No
FIELD
CONTENT TO BE REPORTED
FORM AND STANDARDS TO BE USED FOR REPORTING
I.00
Table of contents
Table of contents
Alphanumerical text
I.01
Date of notification
Date of notification
YYYY-MM-DD
I.02
Statement in accordance with Article 51(3) of Regulation (EU) 2023/1114
Predefined alphanumerical text
I.03
Compliance statement in accordance with Article 51(5) of Regulation (EU) 2023/1114
Predefined alphanumerical text
I.04
Warning in accordance with Article 51(4), points (a) and (b), of Regulation (EU) 2023/1114
Predefined alphanumerical text
SUMMARY
I.05
Warning in accordance with Article 51(6), second subparagraph of Regulation (EU) 2023/1114
Predefined alphanumerical text
I.06
Characteristics of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
A brief, clear and non-technical description of the characteristics of the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; concerned in order to help prospective holders of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; make an informed decision
Free alphanumerical text
I.07
Right of redemption
‘The holders of this e-money token have a right of redemption at any time and at par value.’
Description of the conditions for such redemption.
Predefined alphanumerical text
Free alphanumerical text
I.08
Key information about the offer and/ or admission to trading
Key information about the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the e-money token or the intended admission to trading of such e-money token.
Free alphanumerical text
Part A- Information about the issuer of the e-money token
A.1
Statutory name
Statutory Name
Free alphanumerical text
A.2
Trading name
Trading Name
Free alphanumerical text
A.3
Legal form
Fill in the field only if LEI is not provided in field A.7. Legal form
ISO standard 20275 ‘Financial Services – Entity Legal Forms (ELF)’
A.4
Registered address
Fill in the field only if LEI is not provided in field A.7. Address and country of registration
ISO standard 3166-1 alpha 2 country codes and codes for their subdivisions
and
Free alphanumerical text
A.5
Head office
Fill in the field only if LEI is not provided in field A.7. Address and country of the Head office, where different than registered address
ISO standard 3166-1 alpha 2 country codes and codes for their subdivisions
and
Free alphanumerical text
A.6
Registration date
Date of the registration
ISO 8601 date format (YYYY-MM-DD)
A.7
Legal entity identifier
Legal entity identifier of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, where available
{LEI}
A.8
Another identifier required pursuant to applicable law
National identifier based on the nationality of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, if required under the applicable national law.
This field only applies to entities for which a national identifier is required under applicable national law.
Free text
A.9
Contact telephone number
Contact telephone number of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text
A.10
E-mail address
E-mail address of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text
A.11
Response time (days)
Period of days within which an investor via that telephone number or email address will receive an answer
{DURATION}
A.12
Parent company
Fill in the field only if an LEI is not provided in field A.7. Where applicable, the name of the parent company
Free alphanumerical text
A.13
Members of the management bodymeans the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making in the entity and include the persons who effectively direct the business of the entity;
Identity, business address and functions of persons (names or other identifiers) within the management bodymeans the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making in the entity and include the persons who effectively direct the business of the entity;, as defined in Article 3(1), point (27), of Regulation (EU) 2023/1114, of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text presented in a tabular format
A.14
Business activity
Business or professional activity of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, including principal activities and principal markets
Free alphanumerical text
A.15
Parent company business activity
Business or professional activity of the parent company (if applicable), including principal activities and principal markets
Free alphanumerical text
A.16
Conflicts of interest disclosure
Potential conflicts of interest
Free alphanumerical text
A.17
Issuance of other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Indication of whether the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of the e-money token also issues other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
‘true’ – Yes
‘false’ – No
A.18
Activities related to other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
Indication of whether the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of the e-money token also has activities related to other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.
‘true’ – Yes
‘false’ – No
A.19
Connection between the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and the entity running the DLT
Indication of whether there is any connection between the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and the entity running the distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers; used to issue the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, including if the protocols are run or controlled by a person closely connected to the project participants
‘true’ – Yes
‘false’ – No
A.20
Description of the connection between the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and the entity running the DLT
Description of the connection between the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and entity running the distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers; used to issue the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, including if the protocols are run or controlled by a person closely connected to the project participants
Free alphanumerical text
A.21
Newly established
Indication as to whether the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; has been established for the past three years
‘true’ – Yes
‘false’ – No
A.22
Financial condition for the past three years
Financial condition of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; over the past three years.
This shall be assessed based on a fair review of the development and performance of the business of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and of its position for each year and interim period for which historical financial information is required, including the causes of material changes.
The review shall be a balanced and comprehensive analysis of the development and performance of the business of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and of its position, consistent with the size and complexity of the business.
The analysis shall include both financial and, where appropriate, non-financial Key Performance Indicators relevant to the particular business.
The analysis shall, where appropriate, include references to, and additional explanations of, amounts reported in the annual financial statements (when available), information regarding unusual or infrequent events or new developments, materially affecting the income from operations and indicate the extent to which income was so affected, information concerning capital resources (both short term and long term) and an explanation of the sources and amounts of and a narrative description of the cash flows.
Free alphanumerical text
A.23
Financial condition since registration
Where the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; has not been established for the past three years, its financial condition since the date of its registration.
This shall be assessed based on a fair review of the development and performance of the business of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and of its position for each year and interim period for which historical financial information is required, including the causes of material changes.
The review shall be a balanced and comprehensive analysis of the development and performance of the business of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; and of its position, consistent with the size and complexity of the business.
The analysis shall include both financial and, where appropriate, non-financial Key Performance Indicators relevant to the particular business.
The analysis shall, where appropriate, include references to, and additional explanations of, amounts reported in the annual financial statements (when available), information regarding unusual or infrequent events or new developments, materially affecting the income from operations and indicate the extent to which income was so affected, information concerning capital resources (both short term and long term) and an explanation of the sources and amounts of and a narrative description of the cash flows.
Free alphanumerical text
A.24
Exemption from authorisation
Indication of whether the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of e-money token is exempted from authorisation in accordance with Article 48(4) and (5) of Regulation (EU) 2023/1114
‘true’ – Yes
‘false’ – No
A.25
E-money token authorisation
If not exempted from authorisation in accordance with Article 48(4) and (5) of Regulation (EU) 2023/1114, details about the authorisation as an issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of an e-money token
Free alphanumerical text
A.26
Authorisation authority
Name of the competent authoritymeans one or more authorities:designated by each Member State in accordance with Article 93 concerning offerors, persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens, issuers of asset-referenced tokens, or crypto-asset service providers;designated by each Member State for the application of Directive 2009/110/EC concerning issuers of e-money tokens; that granted the authorisation
Closed list of competent authoritiesmeans one or more authorities:designated by each Member State in accordance with Article 93 concerning offerors, persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens, issuers of asset-referenced tokens, or crypto-asset service providers;designated by each Member State for the application of Directive 2009/110/EC concerning issuers of e-money tokens; – one per Member State
A.27
Persons other than the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; offering to the public or seeking admission to trading of the e-money token in accordance with Article 51(1), second subparagraph, of Regulation (EU) 2023/1114
Where different from the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, indication of the identity of the person offering to the public or seeking admission to trading of the e-money token
{LEI}
A.28
Persons other than the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; offering to the public or seeking admission to trading of the e-money token in accordance with Article 51(1), second subparagraph, of Regulation (EU) 2023/1114
Field to be filled in only if a legal entity identifier is not provided in field A.27
National identifier based on the nationality of the person other than the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; offering to the public or seeking admission to trading of the e-money token, if required under the applicable national law.
This field only applies to entities for which a national identifier is required in accordance with applicable national law.
Another identifier required pursuant to applicable national law
A.29
Reason for offering to the public or seeking admission to trading of the e-money token by persons referred to in Article 51(1), second subparagraph, of Regulation (EU) 2023/1114
Where the offerormeans a natural or legal person, or other undertaking, or the issuer, who offers crypto-assets to the public; or the person seeking admission to trading is different from the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;, reason for offering to the public or seeking admission to trading of the e-money token
Free alphanumerical text
Part B - Information about the e-money token
B.1
Name
Field to be filled in only if a DTI is not provided in field B.12
e-money token name
Free alphanumerical text
B.2
Abbreviation
Field to be filled in only if a DTI is not provided in field B.12
e-token abbreviation
Free alphanumerical text
B.3
Details of all natural or legal persons involved in design and development
Details of advisors, development team members, CASPs and all natural and legal persons involved in the design and development of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; project, including business addresses or domicile of the company, presented in a tabular format
Free alphanumerical text presented in a tabular format
B. A description of the characteristics of the e-money token, including the data necessary for classification of the crypto-asset white paper in the register referred to in Article 109, as specified in accordance with paragraph 8 of that Article
B.4
Type of white paper
The type of white paper notified.
EMTW
B.5
The type of submission
Type of submission
NEWT = New
MODI = Modify
EROR = Error
CORR = Correction
B.6
Crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; characteristics
A description of the characteristics of the e-money token
Free alphanumerical text
B.7
Website of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Website of the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Free alphanumerical text
B.8
Starting date of offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or admission to trading
Starting date or, if not available at the time of the notification by the competent authoritymeans one or more authorities:designated by each Member State in accordance with Article 93 concerning offerors, persons seeking admission to trading of crypto-assets other than asset-referenced tokens and e-money tokens, issuers of asset-referenced tokens, or crypto-asset service providers;designated by each Member State for the application of Directive 2009/110/EC concerning issuers of e-money tokens;, the intended starting date of offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; or admission to trading.
YYYY-MM-DD
B.9
Publication date
Effective or intended publication date of the white paper or of the modified white paper
YYYY-MM-DD
B.10
Any other services provided by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;
Any other services provided by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; not covered by Regulation (EU) 2023/1114, with a reference to the applicable Union or national legal acts regulating those services
Free alphanumerical text
B.11
Language or languages of the white paper
Language or languages in which the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper is drafted
When multiple languages have been used, this field shall be reported as many times as necessary
Closed list of EU languages
B.12
Digital token identifier code used to uniquely identify the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or each of the several crypto assets to which the white paper relates, where available
Code used to uniquely identify the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or each of the several crypto assets to which the white paper relates, where available
ISO 24165 Digital Token Identifier
B.13
Functionally fungible group digital token identifier, where available
Code used to uniquely identify the functionally fungible group to which the digital asset belongs (i.e., common to each of the several assets to which the white paper relates, i.e. Code used to identify the white paper ISO 24165 DTI of type = 3 (i.e., functionally fungible group), where available
ISO 24165 FFG DTI
B.14
Personal datameans personal data as defined in Article 4, point (1), of Regulation (EU) 2016/679; flag
Flag indicating if the submitted white paper contains personal datameans personal data as defined in Article 4, point (1), of Regulation (EU) 2016/679;
‘true’ – Yes
‘false’ – No
B.15
LEI eligibility
Indication that the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; is eligible for a Legal Entity Identifier
‘true’ – eligible
‘false’ – not eligible
B.16
Home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office;
Home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office; as defined in Article 3(1), point 33, of Regulation (EU) 2023/1114
Closed list of EU Member States
B.17
Host Member Statesmeans the Member State where an offeror or person seeking admission to trading has made an offer to the public of crypto-assets or is seeking admission to trading, or where a crypto-asset service provider provides crypto-asset services, where different from the home Member State;
Host Member Statemeans the Member State where an offeror or person seeking admission to trading has made an offer to the public of crypto-assets or is seeking admission to trading, or where a crypto-asset service provider provides crypto-asset services, where different from the home Member State; as defined in Article 3(1), point (34), of Regulation (EU) 2023/1114
Closed list of EU Member States
Part C - Information about the offer to the public of the e-money token or its admission to trading
C.1
Public offering or trading
Indication as to whether the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; white paper concerns an offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the e-money token or an admission to its trading
‘OTPC’ – offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets;
‘ATTR’ – admission to trading
C.2
Number of units
Where applicable, the total number of units of the e-money token to be offered to the public or admitted to trading
Numerical {DECIMAL-18/3}
C.3
Trading platforms name
Where applicable, the name of the trading platforms for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; where admission to trading is sought
Free alphanumerical text
C.4
Trading platforms market identifier code (MIC)
Segment MIC for the trading platform operated by the CASP, where available, otherwise operating MIC
{MIC}
C.5
Applicable law
The law applicable to the offer to the publicmeans a communication to persons in any form, and by any means, presenting sufficient information on the terms of the offer and the crypto-assets to be offered so as to enable prospective holders to decide whether to purchase those crypto-assets; of the e-money token
Drop-down list of applicable laws
C.6
Competent court
Competent court
Free alphanumerical text
Part D - Information on the rights and obligations attached to e-money tokens
D.1
Holder’s rights and obligations
A detailed description of the rights and obligations, if any, that the holder of the e-money token has, including the right of redemption at par value as well as the procedure and conditions for the exercise of those rights
Free alphanumerical text
D.2
Conditions of modifications of rights and obligations
Description of the conditions under which the rights and obligations may be modified
Free alphanumerical text
D.3
Description of the rights of the holders
Description of the rights of the holders when the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; is not able to fulfil its obligations, including in insolvency
Free alphanumerical text
D.4
Rights in implementation of recovery plan
Description of rights in the context of the implementation of the recovery plan
Free alphanumerical text
D.5
Rights in implementation of redemption plan
Description of the rights in the context of the implementation of the redemption plan
Free alphanumerical text
D.6
Complaint submission contact
Contact details for submitting complaints
Free alphanumerical text
D.7
Complaints handling procedures
Description of the complaints-handling procedures
Free alphanumerical text
D.8
Dispute resolution mechanism
Description of any dispute resolution mechanism or redress procedure established by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of the e-money token
Free alphanumerical text
D.9
Token value protection schemes
Indication as to whether the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; has a protection scheme protecting the value of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;
‘true’ – Yes
‘false’ – No
D.10
Token value protection schemes description
Where field D.9 is true, a description of protection schemes protecting the value of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; and of compensation schemes
Free alphanumerical text
D.11
Compensation schemes
Indication as to whether the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; has a compensation scheme
‘true’ – Yes
‘false’ – No
D.12
Compensation schemes
Description
Where field D.11 is true, a description of compensation schemes
Free alphanumerical text
D.13
Applicable law
The law applicable to the e-money token
Drop-down list of applicable laws
D.14
Competent court
Competent court
Free alphanumerical text
Part E - Information on the underlying technology
E.1
Distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Field to be filled in only if a DTI is not provided in field B.13
Information on the distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Free alphanumerical text
E.2
Protocols and technical standards
Information on the protocols and technical standards used, allowing for the holding, storing and transfer of e-money token
Free alphanumerical text
E.3
Technology used
Other information on the technology used allowing for the holding, storing and transfer of e-money tokens, if relevant
Free alphanumerical text
E.4
Purchaser’s technical requirements
Information about the technical requirements that the purchaser has to fulfil to gain control over the e-money token
Free alphanumerical text
E.5
Consensus mechanismmeans the rules and procedures by which an agreement is reached, among DLT network nodes, that a transaction is validated;
The consensus mechanismmeans the rules and procedures by which an agreement is reached, among DLT network nodes, that a transaction is validated;, where applicable
Free alphanumerical text
E.6
Incentive mechanisms and applicable fees
Incentive mechanisms to secure transactions and any fees applicable
Free alphanumerical text
E.7
Use of distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Indication as to whether the e-money tokens are issued, transferred and stored using distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers; that is operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third-party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf
‘true’ – Yes, DLT operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third-party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf
‘false’ – No, DLT not operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third-party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf
E.8
DLT functionality description
If the DLT is operated by the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; or a third party acting on the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets;’s behalf, a detailed description of the functioning of such distributed ledger technologyor ‘DLT’ means a technology that enables the operation and use of distributed ledgers;
Free alphanumerical text
E.9
Audit
Indication as to whether an audit of the technology used was conducted
‘true’ – Yes
‘false’ – No
E.10
Audit outcome
If an audit was conducted, information on the outcome of the audit of the technology used
Free alphanumerical text
Part F - Information on the risks
F.1
Issuer-related risks
A description of the risks associated with the issuermeans a natural or legal person, or other undertaking, who issues crypto-assets; of the e-money token
Free alphanumerical text
F.2
Token-related risks
A description of the risks associated with the e-money token
Free alphanumerical text
F.3
Technology-related risks
Description of the risks associated with the technology used
Free alphanumerical text
F.4
Mitigation measures
Mitigation measures of the risks associated with the technology used, if any
Free alphanumerical text
Part G – Information on the sustainability indicators in relation to adverse impact on the climate and other environment-related adverse impacts
G.1
Adverse impacts on climate and other environment-related adverse impacts
Include the information referred to Commission Delegated Regulation establishing technical standards adopted pursuant to Article 6(12), fourth subparagraph, Article 19(11), fourth subparagraph, Article 51(15), fourth subparagraph, and Article 66(6), fourth subparagraph of Regulation (EU) 2023/1114 of the European Parliament and of the Council
Free alphanumerical text
Springlex and this text is meant purely as a documentation tool and has no legal effect. No liability is assumed for its content. The authentic version of this act is the one published in the Official Journal of the European Union.