Article 3 Additional information relating to the proposed acquirer that is a legal person

1. the information referred to in:

   1. Article 2(1), points (a)(i) to (a)(x) and point (b),in relation to the legal person and any undertaking under the legal person’s control;

   2. Article 2(1), point (c) in relation to the legal person itself;

   3. Article 2(1), point (e) in relation to the legal person itself;

   4. Article 2(1), point (f) in relation to the legal person itself, any member of the management body in their executive function of the legal person or any undertaking under the legal person’s control;

2. a description of financial interests and non-financial interests or relationships of the proposed acquirer, or, where applicable, the group to which the proposed acquirer belongs, and the persons that effectively direct its business with:

   1. any other current shareholder or member of the target entity;

   2. any person entitled to exercise voting rights of the target entity in any of the following cases or combination thereof:

      1. voting rights held by a third party with whom that person has concluded an agreement that obliges them to adopt, by concerted exercise of the voting rights held by them, a lasting common policy towards the management body of the target entity concerned;

      2. voting rights held by a third party under an agreement concluded with that person providing for the temporary transfer for consideration of the voting rights concerned;

      3. voting rights attached to shares that are lodged as collateral with that person, provided the person or entity controls the voting rights and declares its intention of exercising those voting rights;

      4. voting rights attached to shares in which that person has the life interest;

      5. voting rights that are held, or may be exercised as referred to in points (1) to (4) by an undertaking controlled by that person;

      6. voting rights attached to shares deposited with that person which the person can exercise at its discretion in the absence of specific instructions from the shareholders;

      7. voting rights held by a third party in its own name on behalf of that person;

      8. voting rights which that person may exercise as a proxy where the person can exercise the voting rights at its discretion in the absence of specific instructions from the shareholders;

   3. any politically exposed person within the meaning of Article 3, point (9), of Directive (EU) 2015/849;

   4. any person that is, according to national legislation, a member of the administrative, management or supervisory body, or of the senior management of the target entity;

   5. the target entity itself or any other member of its group;

3. to the extent any conflict of interest arises from the relationships referred to in point (b), proposed methods for managing such conflicts;

4. information on any other interests or activities of the proposed acquirer that may be in conflict with interests or activities of the target entity and possible solutions for managing those conflicts of interest;

5. the shareholding structure of the proposed acquirer, with the identity of all shareholders exerting significant influence and their respective share of capital and voting rights including information on any shareholders agreements;

6. where the proposed acquirer is part of a group, as a subsidiary or as a parent company, a detailed organisational chart of the group structure and information on the share of capital and voting rights of shareholders with significant influence of the entities of the group and on the activities currently performed by the entities of the group;

7. where the proposed acquirer is part of a group as a subsidiary or as the parent company, information on the relationships between the financial and the non-financial entities of the group;

8. identification of any credit institution, payment institution or e-money institution, assurance, insurance or re-insurance undertaking, collective investment undertakings and their managers or investment firm within the group, and the names of the relevant supervisory authorities;

9. annual financial statements, at individual level and, where applicable, at consolidated and sub-consolidated levels, for the last 3 financial years, where the legal person has been in operation for that period, or such shorter period for which the legal person has been in operation and financial statements were prepared.

For the purposes of point (b), credit operations, guarantees and security interests, whether granted or received, including relating to crypto-assets or other digital assets, shall be deemed to be part of financial interests, whereas family or close relationships shall be deemed to be part of non-financial interests.

1. the balance sheet;

2. the profit and loss accounts or income statements;

3. the annual reports and financial annexes and any other documents registered with the registry or competent authority of the legal person;

4. where the proposed acquirer is a newly set-up legal person or entity, in the absence of any financial statements, an updated summary as close as possible to the date of notification, of the financial situation of the proposed acquirer, as well as the financial forecasts for the next 3 years, and the planning assumptions used in base case and stress scenario.

1. where the legal person is supervised by an authority of a third country in the financial services sector:

   1. a certificate of good standing, or equivalent where not available, from such third country authority in relation to the legal person;

   2. where that authority issues such declarations, the declaration that there are no obstacles or limitations to the provision of information necessary for the supervision of the target entity;

2. general information about the regulatory regime of that third country as applicable to the legal person, including information on the extent to which the third country’s anti-money laundering and counter-terrorist financing regime is consistent with the recommendations of the Financial Action Task Force.