Source: OJ L, 2024/1624, 19.6.2024

Article 14 Signalement de violations et protection des auteurs de signalement

Summary What does Article 14 of the Anti-money laundering regulation (AMLR) say?

This article connects the whistleblowing framework established under the EU Whistleblower Protection Directive (2019/1937) to the AML/CFT context.

It extends that directive's protections to anyone reporting breaches of this Regulation, the associated funds transfer regulation, or any supervisory act.

It then places a practical obligation on obliged entities to set up internal reporting channels in line with that directive, while carving out a narrow exemption for sole operators.

Important points:

Establish internal reporting channels compliant with Directive (EU) 2019/1937 to allow for the reporting of breaches.
Persons who report breaches of this Regulation or related acts are protected under the EU Whistleblower Protection Directive.
This obligation to establish internal channels does not apply where the obliged entity is a natural person or a legal person whose activities are carried out by one natural person only.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

1. La directive (UE) 2019/1937 du Parlement européen et du Conseil(⁴¹) s’applique au signalement de violations du présent règlement, du règlement (UE) 2023/1113 et de tout acte administratif émanant d’un superviseur, ainsi qu’à la protection des personnes qui signalent de telles violations.
1. Les entités assujetties établissent des canaux de signalement interne qui satisfont aux exigences énoncées dans la directive (UE) 2019/1937.
1. Le paragraphe 2 ne s’applique pas lorsque l’entité assujettie est une personne physique ou une personne morale dont les activités sont exercées par une seule personne physique.

Table of contents

Springlex and this text is meant purely as a documentation tool and has no legal effect. No liability is assumed for its content. The authentic version of this act is the one published in the Official Journal of the European Union.