Art. 13 Remediation plan | RTS on threat-led penetration testing | DORA

1. Within 8 weeks from the notification referred to in Article 12(7) of this Regulation, the financial entity means a natural or legal person created and recognised as such under the national law of its place of establishment, which may, acting under its own name, exercise rights and be subject to obligations; shall provide the remediation plans and the documentation referred to in Article 26(6) of Regulation (EU) 2022/2554 to the TLPT authority means any of the following: the single public authority in the financial sector designated in accordance with Article 26(9) of Regulation (EU) 2022/2554; the authority in the financial sector to which the exercise of some or all of the tasks in relation to TLPT is delegated in accordance with Article 26(10) of Regulation (EU) 2022/2554; any of the competent authorities referred to in Article 46 of Regulation (EU) 2022/2554; and, where different, to the financial entity means a natural or legal person created and recognised as such under the national law of its place of establishment, which may, acting under its own name, exercise rights and be subject to obligations;’s competent authorityas defined in Article 46.
1. The remediation plan referred in paragraph 1 shall include, for each finding occurred in the framework of the TLPT(threat-led penetration testing) a framework that mimics the tactics, techniques and procedures of real-life threat actors perceived as posing a genuine cyber threat, that delivers a controlled, bespoke, intelligence-led (red team) test of the financial entity’s critical live production systems:
  1. a description of the identified shortcomings;
  2. a description of the proposed remediation measures and of their prioritisation and expected completion, including, where relevant, measures to improve the identification, protection, detection and response capabilities;
  3. a root cause analysis;
  4. the financial entity means a natural or legal person created and recognised as such under the national law of its place of establishment, which may, acting under its own name, exercise rights and be subject to obligations;’s staff or functions responsible for the implementation of the proposed remediation measures or improvements;
  5. the risks means the potential for loss or disruption caused by an incident and is to be expressed as a combination of the magnitude of such loss or disruption and the likelihood of occurrence of the incident; associated to not implementing the measures referred to in point (b) and, where relevant, risks means the potential for loss or disruption caused by an incident and is to be expressed as a combination of the magnitude of such loss or disruption and the likelihood of occurrence of the incident; associated to the implementation of such measures.