Article 46 Competent authorities

Without prejudice to the provisions on the Oversight Framework for critical ICT third-party service providers means an ICT third-party service provider designated as critical in accordance with Article 31; referred to in Chapter V, Section II, of this Regulation, compliance with this Regulation shall be ensured by the following competent authoritiesas defined in Article 46 in accordance with the powers granted by the respective legal acts:

  1. for credit institutions means a credit institution as defined in Article 4(1), point (1), of Regulation (EU) No 575/2013 of the European Parliament and of the Council (^32^); Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1). and for institutions exempted pursuant to Directive 2013/36/EU means an entity as referred to in Article 2(5), points (4) to (23), of Directive 2013/36/EU;, the competent authorityas defined in Article 46 designated in accordance with Article 4 of that Directive, and for credit institutions means a credit institution as defined in Article 4(1), point (1), of Regulation (EU) No 575/2013 of the European Parliament and of the Council (^32^); Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1). classified as significant in accordance with Article 6(4) of Regulation (EU) No 1024/2013, the ECB in accordance with the powers and tasks conferred by that Regulation;

  2. for payment institutions means a payment institution as defined in Article 4, point (4), of Directive (EU) 2015/2366;, including payment institutions means a payment institution as defined in Article 4, point (4), of Directive (EU) 2015/2366; exempted pursuant to Directive (EU) 2015/2366, electronic money institutions means an electronic money institution as defined in Article 2, point (1), of Directive 2009/110/EC of the European Parliament and of the Council;, including those exempted pursuant to Directive 2009/110/EC, and account information service providers means an account information service provider as referred to in Article 33(1) of Directive (EU) 2015/2366; as referred to in Article 33(1) of Directive (EU) 2015/2366, the competent authorityas defined in Article 46 designated in accordance with Article 22 of Directive (EU) 2015/2366;

  3. for investment firms means an investment firm as defined in Article 4(1), point (1), of Directive 2014/65/EU;, the competent authorityas defined in Article 46 designated in accordance with Article 4 of Directive (EU) 2019/2034 of the European Parliament and of the Council (38)Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU (OJ L 314, 5.12.2019, p. 64).;

  4. for crypto-asset service providers means a crypto-asset service provider as defined in the relevant provision of the Regulation on markets in crypto-assets; as authorised under the Regulation on markets in crypto-assets and issuers of asset-referenced tokens means an issuer of asset-referenced tokens as defined in the relevant provision of the Regulation on markets in crypto-assets;, the competent authorityas defined in Article 46 designated in accordance with the relevant provision of that Regulation;

  5. for central securities depositories means a central securities depository as defined in Article 2(1), point (1), of Regulation (EU) No 909/2014;, the competent authorityas defined in Article 46 designated in accordance with Article 11 of Regulation (EU) No 909/2014;

  6. for central counterparties means a central counterparty as defined in Article 2, point (1), of Regulation (EU) No 648/2012;, the competent authorityas defined in Article 46 designated in accordance with Article 22 of Regulation (EU) No 648/2012;

  7. for trading venues means a trading venue as defined in Article 4(1), point (24), of Directive 2014/65/EU; and data reporting service providers means a data reporting service provider within the meaning of Regulation (EU) No 600/2014, as referred to in Article 2(1), points (34) to (36) thereof;, the competent authorityas defined in Article 46 designated in accordance with Article 67 of Directive 2014/65/EU, and the competent authorityas defined in Article 46 as defined in Article 2(1), point (18), of Regulation (EU) No 600/2014;

  8. for trade repositories means a trade repository as defined in Article 2, point (2), of Regulation (EU) No 648/2012;, the competent authorityas defined in Article 46 designated in accordance with Article 22 of Regulation (EU) No 648/2012;

  9. for managers of alternative investment funds means a manager of alternative investment funds as defined in Article 4(1), point (b), of Directive 2011/61/EU;, the competent authorityas defined in Article 46 designated in accordance with Article 44 of Directive 2011/61/EU;

  10. for management companies means a management company as defined in Article 2(1), point (b), of Directive 2009/65/EC;, the competent authorityas defined in Article 46 designated in accordance with Article 97 of Directive 2009/65/EC;

  11. for insurance and reinsurance undertakings means a reinsurance undertaking as defined in Article 13, point (4), of Directive 2009/138/EC;, the competent authorityas defined in Article 46 designated in accordance with Article 30 of Directive 2009/138/EC;

  12. for insurance intermediaries means an insurance intermediary as defined in Article 2(1), point (3), of Directive (EU) 2016/97 of the European Parliament and of the Council (^34^); Directive (EU) 2016/97 of the European Parliament and of the Council of 20 January 2016 on insurance distribution (OJ L 26, 2.2.2016, p. 19)., reinsurance intermediaries means a reinsurance intermediary as defined in Article 2(1), point (5), of Directive (EU) 2016/97; and ancillary insurance intermediaries means an ancillary insurance intermediary as defined in Article 2(1), point (4), of Directive (EU) 2016/97;, the competent authorityas defined in Article 46 designated in accordance with Article 12 of Directive (EU) 2016/97;

  13. for institutions for occupational retirement provision means an institution for occupational retirement provision as defined in Article 6, point (1), of Directive (EU) 2016/2341;, the competent authorityas defined in Article 46 designated in accordance with Article 47 of Directive (EU) 2016/2341;

  14. for credit rating agencies means a credit rating agency as defined in Article 3(1), point (b), of Regulation (EC) No 1060/2009;, the competent authorityas defined in Article 46 designated in accordance with Article 21 of Regulation (EC) No 1060/2009;

  15. for administrators of critical benchmarks means an administrator of ‘critical benchmarks’ as defined in Article 3(1), point (25), of Regulation (EU) 2016/1011;, the competent authorityas defined in Article 46 designated in accordance with Articles 40 and 41 of Regulation (EU) 2016/1011;

  16. for crowdfunding service providers means a crowdfunding service provider as defined in Article 2(1), point (e), of Regulation (EU) 2020/1503 of the European Parliament and of the Council (^35^); Regulation (EU) 2020/1503 of the European Parliament and of the Council of 7 October 2020 on European crowdfunding service providers for business, and amending Regulation (EU) 2017/1129 and Directive (EU) 2019/1937 (OJ L 347, 20.10.2020, p. 1)., the competent authorityas defined in Article 46 designated in accordance with Article 29 of Regulation (EU) 2020/1503;

  17. for securitisation repositories means a securitisation repository as defined in Article 2, point (23), of Regulation (EU) 2017/2402 of the European Parliament and of the Council (^36^); Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012 (OJ L 347, 28.12.2017, p. 35)., the competent authorityas defined in Article 46 designated in accordance with Articles 10 and 14(1) of Regulation (EU) 2017/2402.

We're continuously improving our platform to serve you better.

Your feedback matters! Let us know how we can improve.

Found a bug?

Springflod is a Swedish boutique consultancy firm specialising in cyber security within the financial services sector.

We offer professional services concerning information security governance, risk and compliance.

Crafted with ❤️ by Springflod