Annex

The records enabling the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; to safeguard the ownership rights of clientsmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; and to prevent the use of clientsmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services;’ fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366; for their own account as required by Article 70(2) of Regulation (EU) 2023/1114.

Any document, records, or evidence demonstrating that the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; complies with its obligations under Article 70(3) of Regulation (EU) 2023/1114.

• the name, registered office, operating address, and regulatory status of the third party to which the service or activity, or any part of the service or activity, was outsourced;

• the name, function, and contact details of the person in charge of the service or activity, or part of the service or activity, at the third party to which the service or activity, or any part of the service or activity that was outsourced;

• the name and function of the person in charge of the service or activity, or part of the service or activity, at the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59;.

• records from the third party crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; evidencing the positions of the clientsmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services;;

• records of communications evidencing that the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; complied with Article 75(9), second subparagraph, of Regulation (EU) 2023/1114.

Records of all information collected from each clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; and assessed to conduct the suitability assessment referred to in Article 81(1) of Regulation (EU) 2023/1114, and all internal documents relating to such suitability assessment.

Records of clientsmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; who did not provide the information required by Article 81(8) of Regulation (EU) 2023/1114.

• all instructions received;

• all information listed in Article 14(1), (2) and (3) of Regulation (EU) 2023/1113;

• the means of verification referred to in Article 14(6) of Regulation (EU) 2023/1113;

• any suspension or rejection of any instruction to carry out the transfer of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; and the reason for such suspension or rejection.

• all information listed in Article 14(1), (2) and (3), of Regulation (EU) 2023/1113;

• the means of verification referred to in Article 16(3) of Regulation (EU) 2023/1113;

• any return, suspension, or rejection of the transfer of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; and the reason for such return, suspension, or rejection;

• any measures taken in accordance with Article 17(2) of Regulation (EU) 2023/1113, together with the identification of the crypto-asset service providersmeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; concerned.

• all information listed in Article 14(1), (2) and (3), of Regulation (EU) 2023/1113;

• any return, suspension, or rejection of the transfer of crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; and the reason for such return, suspension, or rejection;

• any measures taken in accordance with Article 21(2) of Regulation (EU) 2023/1113, together with the identification of the crypto-asset service providersmeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; concerned.

Date and time in the following format:

• ‘YYYY’ is the year;

• ‘MM’ is the month;

• ‘DD’ is the day;

• ‘T’ – means that the letter ‘T’ shall be used;‘T’ – means that the letter ‘T’ shall be used;

• ‘hh’ is the hour;

• ‘mm’ is the minute;

• ‘ss.dddddd’ is the second and its fraction of a second;

• Z is UTC time.

Dates and times shall be recorded in UTC.

• decimal separator is ‘.’ (full stop);

• negative numbers are prefixed with ‘-’ (minus); values are rounded and not truncated.

Code used to identify the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; of the crypto-assets service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; which submitted the order.

Where the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; is a legal entity, the LEI code of the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; or the alternative identifiers referred to in Article 14(3) shall be used.

Where the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; is not a legal entity, the {NATIONAL_ID} shall be used.

In case of pending allocations, the flag PNAL shall be used.

This field shall be ‘NOAP’ where the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; has a direct interest to buy or sell.

{LEI}

{NATIONAL_ID}

{ALPHANUM-20}

{PNAL}

‘NOAP’

Code used to identify the person or the algorithm within the crypto assets service provider who is taking the investment decision.

Where a natural person within the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; takes the investment decision the person who is responsible or has primary responsibility for the investment decision shall be identified with the {NATIONAL_ID}.

Where an algorithm that automatically determines individual parameters of orders, including initiating the order or determining its timing, price or quantity, took the investment decision, the field shall be populated with a code assigned according to Article 8.

This field shall be left blank where the investment decision was not made by a person or algorithm within the crypto asset service provider.

{NATIONAL_ID} – Natural persons

{ALPHANUM-50} – Algorithms

Code used to identify the person or algorithm within the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; determining the conditions for the execution of the transaction resulting from the order.

Where a natural person determines the conditions for the execution of the transaction, the person shall be identified by {NATIONAL_ID}.

Where an algorithm that automatically determines individual parameters of orders, including initiating the order or determining its timing, price, or quantity, is responsible for the execution of the transaction, this field shall be populated with a code assigned by the crypto asset service provider, in accordance with Article 10.

Where more than one person or a combination of persons and algorithms are involved in the execution of the transaction, the crypto asset service provider shall determine the trader or algorithm primarily responsible and populate this field with the identity of that trader or algorithm.

{NATIONAL_ID} – Natural persons

{ALPHANUM-50} – Algorithms

Indicates whether the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; undertaking the transaction is carrying out matched principal tradingmeans matched principal trading as defined in Article 4(1), point (38), of Directive 2014/65/EU; or exchanges crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; for fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366;.

Where the order submission does not result from the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; carrying out matched principal tradingmeans matched principal trading as defined in Article 4(1), point (38), of Directive 2014/65/EU; or exchanging crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; for fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366; or other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, the field shall indicate that the transaction was carried out under any other capacity.

‘DEAL’ – Exchange crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; for fundsmeans funds as defined in Article 4, point (25), of Directive (EU) 2015/2366; or other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;

‘MTCH’ – Matched principal

‘AOTC’ – Any other capacity

Good-For-Day: the order expires at the end of the trading day on which it was entered in the order book.

Good-Till-Cancelled: the order will remain active in the order book and be executable until it is actually cancelled.

Good-Till-Time: the order expires at the latest at a pre-determined time within the current trading session.

Good-Till-Date: the order expires at the end of a specified date.

Good-Till-Specified Date and Time: the order expires at a specified date and time.

Good After Time: the order is only active after a pre-determined time within the current trading session.

Good After Date: the order is only active from the beginning of a pre-determined date.

Good After Specified Date and Time: the order is only active from a pre-determined time on a pre-determined date.

Immediate-Or-Cancel: an order which is executed upon its entering into the order book (for the quantity that can be executed) and which does not remain in the order book for the remaining quantity (if any) that has not been executed.

Fill-Or-Kill: an order which is executed upon its entering into the order book provided that it can be fully filled: in the event the order can only be partially executed, then it is automatically rejected and cannot therefore be executed.

Other: any additional indications that are unique for specific business models, trading platforms or systems.

‘DAVY’ – Good-For-Day

‘GTCV’ – Good-Till-Cancelled

‘GTTV’ – Good-Till-Time

‘GTDV’ – Good-Till-Date

‘GTSV’ – Good-Till-Specified Date and Time

‘GATV’ – Good After Time

‘GADV’ – Good After Date

‘GASV’ – Good After Specified Date and Time

‘IOCV’ – Immediate-Or-Cancel

‘FOKV’ – Fill-Or-Kill

or

{ALPHANUM-4} character’ not already in use for the trading venue’s own classification.

Good For Closing Price Crossing Session: where an order qualifies for the closing price crossing session.

Valid For Auction: the order is only active and can only be executed at auction phases (which can be pre-defined by the CASP clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; who submitted the order, e.g. opening and/closing auctions and/or intraday auction).

Valid For Continuous Trading only: the order is only active during continuous trading.

Other: any additional indications that are unique for specific business models, trading platforms or systems.

‘SESR’ – Good For Closing Price Crossing Session

‘VFAR’ – Valid For Auction

‘VFCR’ – Valid For Continuous Trading only

{ALPHANUM-4} character’ not already in use for the trading venue’s own classification.

This field shall be populated with multiple flags separated by a comma where more than one flag is applicable.

This field refers to the time stamp reflecting the time on which the order becomes active or it is ultimately removed from the order book:

Good for day: the date of entry with the timestamp immediately prior to midnight;

Good till time: the date of entry and the time to that specified in the order;

Good till date: will be the specified date of expiry with the timestamp immediately prior to midnight;

Good till specified date and time: the specified date and time of expiry;

Good after time: the date of entry and the specified time at which the order becomes active;

Good after date: the specified date with the timestamp immediately after midnight;

Good after specified date and time: the specified date and time at which the order becomes active;

Good till Cancel: the ultimate date and time the order is automatically removed by market operations;

Other: timestamp for any additional validity type.

Identification of the trading platform for crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; where the order was submitted.

Where the trading platform for crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; uses segment MICs, the segment MIC shall be used.

Where the trading platform for crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; does not use segment MICs, the operating MIC shall be used.

This field shall only be populated for orders to be executed on a trading platform for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

{DTI}

{ALPHANUM-20}

Taxonomy used to classify the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;

or

A complete and accurate CFI code shall be provided where available.

ART

EMT

OT

{CFI_CODE}

New order: submission of a new order to the CASP operating the trading platform for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

Cancelled at the initiative of the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; of the CASP: where the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; decides upon its own initiative to cancel the order it has previously entered.

‘NEWO’ – New order

‘CAME’ – Cancelled at the initiative of the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; of the CASP

Classification of the order according to two generic order types.

LIMIT order: where the order is tradable;

STOP order: where the order becomes tradable only upon the realisation of a pre-determined price event.

The maximum price at which a buy order can trade or the minimum price at which a sell order can trade.

The spread price for a strategy order, which can be negative or positive.

This field shall be ‘NOAP’ for orders that do not have a limit price or for unpriced orders.

Where the price is reported in monetary terms, the price shall be provided in the major currency unit.

Where the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is traded based on a currency pair, the price shall express the quantity of the quote currency for one unit of the base currency.

Where the price is expressed in sub-components of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, the price shall nonetheless be recorded in decimal notation of the price expressed in units of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

{DECIMAL-18/13} in case the price is expressed as monetary value.

{DECIMAL-11/10} in case the price is expressed as a percentage or yield.

{DECIMAL-18/17} in case the price is expressed as basis points

‘NOAP’

Any other limit price which may apply to the order. This field shall be left ‘NOAP’ where there is no limit price.

Where the price is reported in monetary terms, the price shall be provided in the major currency unit.

Where the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is traded based on a currency pair, the price shall express the quantity of the quote currency for one unit of the base currency.

Where the price is expressed in sub-components of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, the price shall nonetheless be recorded in decimal notation of the price expressed in units of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

{DECIMAL-18/13} where the price is expressed as a monetary value.

{DECIMAL-11/10} where the price is expressed as a percentage or yield.

{DECIMAL-18/17} in case the price is expressed as basis points

‘NOAP’

The price that must be reached for the order to become active.

For stop orders triggered by events independent of the price of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, this field shall be populated with a stop price equal to zero.

This field shall be ‘NOAP’ where not relevant.

Where the price is reported in monetary terms, the shall be provided in the major currency unit.

Where the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is traded based on a currency pair, the price shall express the quantity of the quote currency for one unit of the base currency.

Where the price is expressed in sub-components of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, the price shall be nonetheless recorded in decimal notation of the price expressed in units of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

{DECIMAL-18/13} where the price is expressed as a monetary value.

{DECIMAL-11/10} where the price is expressed as a percentage or yield.

{DECIMAL-18/17} in case the price is expressed as basis points

‘NOAP’

The maximum price at which a pegged order to buy can trade or the minimum price at which a pegged order to sell can trade.

This field shall be ‘NOAP’ if not relevant.

Where the price is reported in monetary terms, the price shall be provided in the major currency unit.

Where the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is traded based on a currency pair, the price shall express the quantity of the quote currency for one unit of the base currency.

Where the price is expressed in sub-components of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, the price shall be nonetheless recorded in decimal notation of the price expressed in units of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

{DECIMAL-18/13} where the price is expressed as a monetary value.

{DECIMAL-11/10} where the price is expressed as a percentage or yield.

{DECIMAL-18/17} in case the price is expressed as basis points

‘NOAP’

Traded price of the transaction excluding, where applicable, commission, other fees and accrued interest.

A price that is recorded in monetary terms shall be provided in the major currency unit.

Where a price is not applicable, the field shall be populated with the value ‘NOAP’.

Where the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is traded based on a currency pair, the price shall express the quantity of the quote currency for one unit of the base currency.

{DECIMAL-18/13} where the price is expressed as a monetary value.

‘NOAP’

Currency in which the trading price for the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; related to the order is expressed (applicable where the price is expressed as monetary value).

Where the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is traded in electronic moneymeans electronic money as defined in Article 2, point (2), of Directive 2009/110/EC;/e-money token, the Digital Token Identifier or the alternative identifier referred to in Article 15 shall be used.

Where the price of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is expressed in monetary terms and it is expressed in a currency pair, the currency pair in which the price for the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; related to the order is expressed shall be reported. The first currency code shall be that of the base currency and the second currency code shall be that of the quote currency. The quote currency determines the price of one unit of the base currency. The ISO currency code and the DTI short name as registered according to the ISO 24165-2 data elements for registration of the DTI or alternative identifier shall be used to represent the fiat currency and the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, respectively, in the currency pair.

{CURRENCYCODE_3}

{DTI}

{ALPHANUM-20}

{CURRENCYCODE_3} should be used for fiat currencies in a currency pair

{DTI_SHORT_NAME} should be used for crypto assets in a currency pair

‘NOAP’

‘MONE’ – Monetary value

‘PERC’ – Percentage

‘YIEL’ – Yield

‘BAPO’ – Basis points

‘BUYI’ – buy

‘SELL’ – sell

To identify orders that are active/inactive/suspended:

Active – non-quote orders that are tradable.

Inactive – non-quote orders that are not tradable.

‘ACTI’ – active

or

‘INAC’ – inactive

‘UNIT’ – Number of units

‘NOML’ – Nominal value

‘MONE’ – Monetary value

‘CRYP’ – Crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;

Currency in which the quantity is expressed. The currency shall refer to the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; units, even where the transaction is denominated in sub-components of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

This field only needs to be populated where the quantity is expressed as a nominal or monetary value or crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; units.

{CURRENCYCODE_3}

{DTI}

{ALPHANUM-20}

The number of units of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; in the order. Where the order pertains to a fraction of a crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, indicate the quantity in decimal notation of the unit.

The nominal or monetary value of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

{DECIMAL-18/17} in case the quantity is expressed as number of units

{DECIMAL-18/5} in case the quantity is expressed as monetary or nominal value

The total quantity that remains in the order book after a partial execution or in the case of any other event affecting the order.

On a partial fill order event, this shall be the total remaining volume after that partial execution. On an order entry, this shall equal the initial quantity.

{DECIMAL-18/17} in case the quantity is expressed as a number of units

{DECIMAL-18/5} where the quantity is expressed as monetary or nominal value

{DECIMAL-18/17} in case the quantity is expressed as a number of units

{DECIMAL-18/5} where the quantity is expressed as monetary or nominal value

The minimum acceptable quantity for an order to be filled, which can consist of multiple partial executions and is normally only for non-persistent order types.

This field shall be ‘NOAP’ where not relevant.

{DECIMAL-18/17} in case the quantity is expressed as a number of units

{DECIMAL-18/5} where the quantity is expressed as monetary or nominal value

‘NOAP’

The minimum execution size of any individual potential execution.

This field shall be left blank where not relevant.

{DECIMAL-18/17} in case the quantity is expressed as a number of units

{DECIMAL-18/5} where the quantity is expressed as monetary or nominal value

Specifies whether the MES is relevant only for the first execution.

This field can be left blank where Field 29 is left blank.

‘true’

‘false’

‘true’

‘false’

On partial fill and fill order events, indicates whether the order was already resting on the order book and providing liquidity (passive) or the order initiated the trade and thus took liquidity (aggressive).

This field shall be left blank where not relevant

‘PASV’ – passive or

‘AGRE’ – aggressive.

‘true’

‘false’

For orders executed on trading platforms for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, alphanumerical code assigned by the trading platform for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; to the transaction pursuant to Article 14 of Commission Delegated Regulation (EU) 2025/416(²)Commission Delegated Regulation (EU) 2025/416 of 29 November 2024 supplementing Regulation (EU) 2023/1114 of the European Parliament and of the Council with regard to regulatory technical standards specifying the content and format of order book records for crypto-asset service providers operating a trading platform for crypto-assets (OJ L, 2025/416, 14.3.2025, ELI: http://data.europa.eu/eli/reg_del/2025/416/oj)..

The code shall be unique, consistent, and persistent per ISO10383 segment MIC and per trading day.

• For transactions executed by means of transmission on behalf of clientsmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; to an entity providing crypto-asset servicesmeans any of the following services and activities relating to any crypto-asset:providing custody and administration of crypto-assets on behalf of clients;operation of a trading platform for crypto-assets;exchange of crypto-assets for funds;exchange of crypto-assets for other crypto-assets;execution of orders for crypto-assets on behalf of clients;placing of crypto-assets;reception and transmission of orders for crypto-assets on behalf of clients;providing advice on crypto-assets;providing portfolio management on crypto-assets;providing transfer services for crypto-assets on behalf of clients; outside of the Union, this information shall be recorded where retrievable.

{DECIMAL-18/5} in case the price is expressed as monetary or nominal value.

Where price reported in monetary terms, it shall be provided in the major currency unit.

{DECIMAL-11/10} in case the price is expressed as a percentage or yield

{DECIMAL-18/17} in case the quantity is expressed as number of units

{DECIMAL-18/5} in case the quantity is expressed as monetary or nominal value

‘true’ shall be populated by the transmitting firm within the transmitting firm’s report where the conditions for transmission specified in Article 11 were not satisfied

‘false’ – in all other circumstances

‘true’

‘false’

{COUNTRYCODE_2}

‘NOAP’

‘NEWT’ – New

‘CANC’ – Cancellation

{LEI}

{ALPHANUM-20}

‘true’ – yes

‘false’ – no

Code used to identify the acquirer of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

Where the buyer is a legal entity, the LEI code of the acquirer or the alternative identifiers referred to in Article 14(3) shall be used.

Where the buyer is a natural person, the identifier specified in Article 9.

Where the order was transmitted for execution on behalf of clientsmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; to a firm performing crypto-asset servicesmeans any of the following services and activities relating to any crypto-asset:providing custody and administration of crypto-assets on behalf of clients;operation of a trading platform for crypto-assets;exchange of crypto-assets for funds;exchange of crypto-assets for other crypto-assets;execution of orders for crypto-assets on behalf of clients;placing of crypto-assets;reception and transmission of orders for crypto-assets on behalf of clients;providing advice on crypto-assets;providing portfolio management on crypto-assets;providing transfer services for crypto-assets on behalf of clients; outside of the Union, the MIC code of the platform or the LEI or equivalent identifiers referred to in Article 14 of the firm shall be used.

Where the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; executes the transaction on a trading platform located in a third country, the LEI of the buyer, the alternative identifier referred to in Article 14(3) or the National ID shall be recorded.

‘INTC’ shall be used to designate an aggregate clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; account within the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; to report a transfer into or out of that account with an associated allocation to the individual clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services;(s) out of or into that account respectively.

{LEI}

{ALPHANUM-20}

{MIC}

{NATIONAL_ID}

‘INTC’

Where the buyer is a clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services;, this field shall identify the country of the branch that received the order from the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; or made an investment decision for a clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; in accordance with a discretionary mandate given to it by the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; as required by Article 16.

Where this activity was not conducted by a branch, this field should be populated with the country code of the home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office; of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; or the country code of the Member State where the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; has established its registered office.

Code used to identify the person who makes the decision to acquire the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

Where the decision is made by a crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59;, this field shall be populated with the identity of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; rather than of the individual making the investment decision.

Where the decision-maker is a legal entity, the LEI code or the alternative identifiers referred to in Article 14(3) of the decision-maker shall be used.

Where the decision-maker is not a legal entity, the identifier specified in Article 9 shall be used.

{LEI}

{ALPHANUM-20}

{NATIONAL_ID}

Code used to identify the disposer of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

Where the seller is a legal entity, the LEI code of the disposer or the alternative identifiers referred to in Article 14(3) shall be used.

Where the seller is not a legal entity, the identifier specified in Article 9 shall be used.

Where the order was transmitted for execution on behalf of the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; to a crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; providing services outside of the Union, the MIC code of the platform or the LEI of that crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; shall be used.

Where the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; executes the transaction on a trading platform located in a third country, the LEI, the alternative identifier referred to in Article 14(3) or the National ID of the seller shall be provided.

‘INTC’ shall be used to designate an aggregate clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; account within the CASP to record a transfer into or out of that account with an associated allocation to the individual clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services;(s) out of or into that account respectively.

{LEI}

{ALPHANUM-20}

{MIC}

{NATIONAL_ID}

‘INTC’

Where the seller is a clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services;, this field shall identify the country of the branch that received the order from the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; or made an investment decision for a clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; in accordance with a discretionary mandate given to it by the clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; as required by Article 16.

Where this activity was not conducted by a branch, this field shall be populated with the country code of the home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office; of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; or the country code of the country where the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; has established its head office or registered office (in the case of third-country firms).

Code used to identify the person who makes the decision to sell the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

Where the decision is made by a crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59;, this field shall be populated with the identity of the CASP rather than of the individual making the investment decision.

Where the decision maker is a legal entity, the LEI code or the alternative identifier referred to in Article 14(3) of the decision maker shall be used. Where the decision maker is a non-legal entity, the identifier specified in Article 9 shall be used.

{LEI}

{ALPHANUM-20}

{NATIONAL_ID}

‘true’ shall be populated by the transmitting firm within the transmitting firm’s report where the conditions for transmission specified in Article 11 were not satisfied

‘false’ – in all other circumstances

‘true’

‘false’

Code used to identify the firm transmitting the order.

This shall be populated by the receiving firm within the receiving firm’s report with the identification code provided by the transmitting firm.

{LEI}

{ALPHANUM-20}

Code used to identify the firm transmitting the order.

This shall be populated by the receiving firm within the receiving firm’s report with the identification code provided by the transmitting firm

{LEI}

{ALPHANUM-20}

Date and time when the transaction was executed.

For transactions not executed on a trading venue, the date and time shall be when the parties agree to the content of the following fields: quantity, price, currencies in Fields 31, 34 and 44, instrument identification code, instrument classification and underlying instrument code, where applicable. For transactions not executed on a trading venue, the time recorded shall be at least to the nearest second.

Where the transaction results from an order transmitted by the executing firm on behalf of a clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; to a third party where the conditions for transmission set out in Article 11 were not satisfied, this shall be the date and time of the transaction rather than the time of the order transmission.

Indicates whether the CASP undertaking the transaction is carrying out matched principal tradingmeans matched principal trading as defined in Article 4(1), point (38), of Directive 2014/65/EU;, or exchange of crypto-assets for fundsmeans the conclusion of purchase or sale contracts concerning crypto-assets with clients for funds by using proprietary capital;.

Where the transaction does not result from the executing firm carrying out matched principal tradingmeans matched principal trading as defined in Article 4(1), point (38), of Directive 2014/65/EU; or through exchange of crypto-assets for fundsmeans the conclusion of purchase or sale contracts concerning crypto-assets with clients for funds by using proprietary capital;, the field shall indicate that the transaction was carried out under any other capacity.

‘DEAL’ – Exchange of crypto-assets for fundsmeans the conclusion of purchase or sale contracts concerning crypto-assets with clients for funds by using proprietary capital; or other crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;

‘MTCH’ – Matched principal

‘AOTC’ – Any other capacity

The number of units of the crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or the monetary value of the crypto asset.

Where the price is expressed in sub-components of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, it shall be nonetheless recorded in decimal notation of the price expressed in units of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

The information reported in this field shall be consistent with the values provided in Fields 31 and 32.

{DECIMAL-18/17} in case the quantity is expressed as number of units

{DECIMAL-18/5} in case the quantity is expressed as monetary or nominal value

Currency in which the quantity is expressed.

Only applicable where the quantity is expressed as nominal or monetary value.

The quantity shall refer to the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; units, even where the transaction is denominated in sub-components of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

Where the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is traded in electronic moneymeans electronic money as defined in Article 2, point (2), of Directive 2009/110/EC;/e-money token, the Digital Token Identifier code or the alternative identifier referred to in Article 15 shall be used.

{CURRENCYCODE_3}

{DTI}

{ALPHANUM-20}

Traded price of the transaction excluding, where applicable, commission, any other fee and accrued interest.

Where the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is traded based on a currency pair, the price shall express the quantity of the quote currency for one unit of the base currency.

Where the price is expressed in sub-components of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, the price shall be nonetheless recorded in decimal notation of the price expressed in units of that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

Where the price is recorded in monetary terms, the price shall be provided in the major currency unit.

Where price is not applicable, the value shall be ‘NOAP’.

The information recorded in this field shall be consistent with the values provided in Field 30.

{DECIMAL-18/13} in case the price is expressed as monetary value

{DECIMAL-11/10} in case the price is expressed as percentage or yield

{DECIMAL-18/17} in case the price is expressed as basis points

‘NOAP’ in case the price is not applicable

Currency in which the price is expressed (applicable where the price is expressed as a monetary value).

Where the price of the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; is expressed in monetary terms and is expressed in a currency pair, the currency pair in which the price for the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; related to the order is expressed shall be reported. The first currency code shall be that of the base currency and the second currency code shall be that of the quote currency. The quote currency determines the price of one unit of the base currency. The ISO currency code and the DTI short name as registered in accordance with the ISO 24165-2 data elements for registration of the DTI or the alternative identifier referred to in Article 15 shall be used to represent the fiat currency and the crypto asset respectively in the currency pair.

{CURRENCYCODE_3}

{DTI}

{ALPHANUM-20}

{CURRENCYCODE_3} should be used for fiat currencies in a currency pair

{DTI_SHORT_NAME} should be used for crypto assets in a currency pair

‘NOAP’

Identification of the trading platform for crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; where the transaction was executed.

Use the ISO 10383 segment MIC for transactions executed on a trading platform for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;. Where the segment MIC does not exist, use the operating MIC.

Use MIC code ‘XOFF’ for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; admitted to trading, or traded on a trading platform for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; or for which a request for admission was made, where the transaction on that crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; was not executed on a trading platform for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

Use MIC code ‘XXXX’ for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; that are not admitted to trading or traded on a trading platform for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;, or for which no request for admission has been made.

Code used to identify the country of a branch of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; whose trading platform for crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; membership was used to execute the transaction.

Where a branch’s trading platform for crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; membership was not used, this field shall be populated with the country code of the home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office; of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; or the country code of the country where the firm has established its head office or registered office (in the case of third-country firms).

This field shall only be populated for the market side of a transaction executed on a trading platform for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

Monetary value of any up-front payment received or paid by the seller.

Where the seller receives the up-front payment, the value populated shall be positive. Where the seller pays the up-front payment, the value populated shall be negative.

{CURRENCYCODE_3}

{DTI}

{ALPHANUM-20}

Code used to identify the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

This field applies to crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology; for which a request for admission to trading has been made, that are admitted to trading or traded on a trading platform for crypto-assetsmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

{DTI}

{ALPHANUM-20}

Taxonomy used to classify the crypto-assetmeans a digital representation of a value or of a right that is able to be transferred and stored electronically using distributed ledger technology or similar technology;.

or

A complete and accurate CFI code shall be provided where available.

ART

EMT

OT

{CFI_CODE}

Code used to identify the person or algorithm within the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; taking the investment decision. The code shall remain the same for each set of code or trading strategy that constitutes the algorithm and shall be used consistently when referring to the algorithm or version of the algorithm once assigned to it.

For natural persons, the identifier specified in Article 9 shall be used

where the investment decision was made by an algorithm that automatically determines individual parameters of orders, including the decision to initiate the order or determining its timing, price or quantity, the field shall be populated as set out in Article 8.

This field only applies for investment decision within the firm.

Where the transaction is for a transmitted order that has met the conditions for transmission set out in Article 11, this field shall be populated by the receiving firm within the receiving firm’s record using the information received from the transmitting firm.

{NATIONAL_ID} – Natural persons

{ALPHANUM-50} – Algorithms

Code used to identify the country of the branch of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; for the person taking the investment decision, as set out in Article 16.

Where the person taking the investment decision was not supervised by a branch, this field shall be populated with the country code of the home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office; of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; or the country code of the Member State where the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; has established its registered office.

Where the transaction is for a transmitted order that has met the conditions for transmission set out in Article 11, this field shall be populated by the receiving firm within the receiving firm’s record using the information received from the transmitting firm.

This field is not applicable where the investment decision was made by an algorithm that automatically determines individual parameters of orders, including as whether to initiate the order or determining its timing, price, or quantity.

Code used to identify the person or algorithm that automatically determines individual parameters within the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; for the execution of orders, including the decision to initiate the order or determining its timing, price, or quantity.

For natural persons, the identifier specified in Article 9 shall be used. Where the execution was made by an algorithm that automatically determines individual parameters of orders, including the decision to initiate the order or determining its timing, price, or quantity, the field shall be populated as set out in Article 8.

{NATIONAL_ID} – Natural persons

{ALPHANUM-50} – Algorithms

CLIENTmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services; – Clientmeans any natural or legal person to whom a crypto-asset service provider provides crypto-asset services;

Code used to identify the country of the branch of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; for the person determining the execution of the transaction, as set out in Article 16.

Where the person responsible was not supervised by a branch, this field shall be populated with the country code of the home Member Statemeans:where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has its registered office in the Union, the Member State where that offeror or person has its registered office;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens has no registered office in the Union but does have one or more branches in the Union, the Member State chosen by that offeror or person from among the Member States where it has branches;where the offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens is established in a third country and has no branch in the Union, either the Member State where the crypto-assets are intended to be offered to the public for the first time or, at the choice of the offeror or person seeking admission to trading, the Member State where the first application for admission to trading of those crypto-assets is made;in the case of an issuer of asset-referenced tokens, the Member State where the issuer of asset-referenced tokens has its registered office;in the case of an issuer of e-money tokens, the Member State where the issuer of e-money tokens is authorised as a credit institution under Directive 2013/36/EU or as an electronic money institution under Directive 2009/110/EC;in the case of crypto-asset service providers, the Member State where the crypto-asset service provider has its registered office; of the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59;, or the country code of the country where the crypto-asset service providermeans a legal person or other undertaking whose occupation or business is the provision of one or more crypto-asset services to clients on a professional basis, and that is allowed to provide crypto-asset services in accordance with Article 59; has established its registered office.

This field is not applicable where the execution was made by an algorithm that automatically determines individual parameters of orders, including the decision to initiate the order, or determining its timing, price or quantity.

‘true’

‘false’

{CURRENCYCODE_3}

{DTI}